Characterizing Canopy Structure Variability in Amazonian Secondary Successions with Full-Waveform Airborne LiDAR

Author:

Jacon Aline D.1,Galvão Lênio Soares1ORCID,Martins-Neto Rorai Pereira2ORCID,Crespo-Peremarch Pablo34ORCID,Aragão Luiz E. O. C.1ORCID,Ometto Jean P.5ORCID,Anderson Liana O.6ORCID,Vedovato Laura Barbosa7,Silva-Junior Celso H. L.8ORCID,Lopes Aline Pontes1ORCID,Peripato Vinícius1ORCID,Assis Mauro1,Pereira Francisca R. S.1ORCID,Haddad Isadora1,de Almeida Catherine Torres9,Cassol Henrique L. G.110ORCID,Dalagnol Ricardo1112ORCID

Affiliation:

1. Earth Observation and Geoinformatics Division, National Institute for Space Research (INPE), São José dos Campos 12227-010, SP, Brazil

2. Faculty of Forestry and Wood Sciences, Czech University of Life Sciences Prague (CULS), Kamýcká 129, 165 00 Prague, Czech Republic

3. Geo-Environmental Cartography and Remote Sensing Group (CGAT), Department of Cartographic Engineering, Geodesy and Photogrammetry, Universitat Politècnica de València, Camí de Vera s/n, 46022 València, Spain

4. Escuela Superior de Ingeniería, Ciencia y Tecnología, Valencian International University—VIU, Calle Pintor Sorolla 21, 46002 València, Spain

5. General Coordination of Earth Science, National Institute for Space Research (INPE), São José dos Campos 12227-010, SP, Brazil

6. National Center for Monitoring and Early Warning of Natural Disasters (CEMADEN), São José dos Campos 12247-016, SP, Brazil

7. Institute for Technological Research (IPT), Av. Prof. Almeida Prado, Butantã, São Paulo 05508-901, SP, Brazil

8. Instituto de Pesquisa Ambiental da Amazônia (IPAM), SCN 211, Bloco B, Sala 201, Brasília 70836-520, GO, Brazil

9. Faculty of Agricultural Sciences of Vale do Ribeira-Câmpus de Registro, São Paulo State University (UNESP) Júlio de Mesquita Filho, Registro 11900-000, SP, Brazil

10. Bluebell Index, R. do Rocio, 291-Vila Olímpia, São Paulo 04552-000, SP, Brazil

11. Center for Tropical Research, Institute of the Environment and Sustainability, University of California, Los Angeles, CA 90095, USA

12. NASA-Jet Propulsion Laboratory, California Institute of Technology, Pasadena, CA 91109, USA

Abstract

Full-waveform LiDAR (FWF) offers a promising advantage over other technologies to represent the vertical canopy structure of secondary successions in the Amazon region, as the waveform encapsulates the properties of all elements intercepting the emitted beam. In this study, we investigated modifications in the vertical structure of the Amazonian secondary successions across the vegetation gradient from early to advanced stages of vegetation regrowth. The analysis was performed over two distinct climatic regions (Drier and Wetter), designated using the Maximum Cumulative Water Deficit (MCWD). The study area was covered by 309 sample plots distributed along 25 LiDAR transects. The plots were grouped into three successional stages (early—SS1; intermediate—SS2; advanced—SS3). Mature Forest (MF) was used as a reference of comparison. A total of 14 FWF LiDAR metrics from four categories of analysis (Height, Peaks, Understory and Gaussian Decomposition) were extracted using the Waveform LiDAR for Forestry eXtraction (WoLFeX) software (v1.1.1). In addition to examining the variation in these metrics across different successional stages, we calculated their Relative Recovery (RR) with vegetation regrowth, and evaluated their ability to discriminate successional stages using Random Forest (RF). The results showed significant differences in FWF metrics across the successional stages, and within and between sample plots and regions. The Drier region generally exhibited more pronounced differences between successional stages and lower FWF metric values compared to the Wetter region, mainly in the category of height, peaks, and Gaussian decomposition. Furthermore, the Drier region displayed a lower relative recovery of metrics in the early years of succession, compared to the areas of MF, eventually reaching rates akin to those of the Wetter region as succession progressed. Canopy height metrics such as Waveform distance (WD), and Gaussian Decomposition metrics such as Bottom of canopy (BC), Bottom of canopy distance (BCD) and Canopy distance (CD), related to the height of the lower forest stratum, were the most important attributes in discriminating successional stages in both analyzed regions. However, the Drier region exhibited superior discrimination between successional stages, achieving a weighted F1-score of 0.80 compared to 0.73 in the Wetter region. When comparing the metrics from SS in different stages to MF, our findings underscore that secondary forests achieve substantial relative recovery of FWF metrics within the initial 10 years after land abandonment. Regions with potentially slower relative recovery (e.g., Drier regions) may require longer-term planning to ensure success in providing full potential ecosystem services in the Amazon.

Funder

Conselho Nacional de Desenvolvimento Científico e Tecnológico

Coordenação de Aperfeiçoamento de Pessoal de Nível Superior—Brasil

Publisher

MDPI AG

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