$S$ -matrix unitarity and renormalizability in higher-derivative theories

Abstract

Abstract We investigate the relation between $S$-matrix unitarity ($SS^\dagger=1$) and renormalizability in theories with negative-norm states. The relation has been confirmed in many field theories, including gauge theories and Einstein gravity, by analyzing the unitarity bound, which follows from the $S$-matrix unitarity and the norm positivity. On the other hand, renormalizable theories with a higher-derivative kinetic term do not necessarily satisfy the unitarity bound because of the negative-norm states. In these theories it is not known whether the $S$-matrix unitarity provides a nontrivial constraint related to the renormalizability. In this paper, by relaxing the assumption of norm positivity we derive a bound on scattering amplitudes weaker than the unitarity bound, which may be used as a consistency requirement for $S$-matrix unitarity. We demonstrate in scalar field models with a higher-derivative kinetic term that the weaker bound and the renormalizability imply identical constraints.