A Causal Inference Model Based on Random Forests to Identify the Effect of Soil Moisture on Precipitation

Author:

Li Lu1,Shangguan Wei1,Deng Yi2,Mao Jiafu3,Pan JinJing1,Wei Nan1,Yuan Hua1,Zhang Shupeng1,Zhang Yonggen4,Dai Yongjiu1

Affiliation:

1. a Southern Marine Science and Engineering Guangdong Laboratory, Zhuhai, and Guangdong Province Key Laboratory for Climate Change and Natural Disaster Studies, School of Atmospheric Sciences, Sun Yat-sen University, Guangzhou, Guangdong, China

2. b School of Earth and Atmospheric Sciences, Georgia Institute of Technology, Atlanta, Georgia

3. c Environmental Sciences Division and Climate Change Science Institute, Oak Ridge National Laboratory, Oak Ridge, Tennessee

4. d Institute of Surface-Earth System Science, Tianjin University, Tianjin, China

Abstract

AbstractSoil moisture influences precipitation mainly through its impact on land–atmosphere interactions. Understanding and correctly modeling soil moisture–precipitation (SM–P) coupling is crucial for improving weather forecasting and subseasonal to seasonal climate predictions, especially when predicting the persistence and magnitude of drought. However, the sign and spatial structure of SM–P feedback are still being debated in the climate research community, mainly due to the difficulty in establishing causal relationships and the high degree of nonlinearity in land–atmosphere processes. To this end, we developed a causal inference model based on the Granger causality analysis and a nonlinear machine learning model. This model includes three steps: nonlinear anomaly decomposition, nonlinear Granger causality analysis, and evaluation of the quality of SM–P feedback, which eliminates the nonlinear response of interannual and seasonal variability and the memory effects of climatic factors and isolates the causal relationship of local SM–P feedback. We applied this model by using National Climate Assessment–Land Data Assimilation System (NCA-LDAS) datasets over the United States. The results highlight the importance of nonlinear atmosphere responses in land–atmosphere interactions. In addition, the strong feedback over the southwestern United States and the Great Plains both highlight the impacts of topographic factors rather than only the sensitivity of evapotranspiration to soil moisture. Furthermore, the SM–P index defined by our framework is used to benchmark Earth system models (ESMs), which provides a new metric for efficiently identifying potential model biases in modeling local land–atmosphere interactions and may help the development of ESMs in improving simulations of water cycle variability and extremes.

Funder

Natural Science Foundation of China

Key Technology Research and Development Program of Shandong

Publisher

American Meteorological Society

Subject

Atmospheric Science

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