Naming and shaming as a strategy for enforcing the Paris Agreement: The role of political institutions and public concern

Author:

Dannenberg Astrid12ORCID,Lumkowsky Marcel1,Carlton Emily K.3,Victor David G.3456

Affiliation:

1. Department of Economics, University of Kassel, 34109 Kassel, Germany

2. Department of Economics, University of Gothenburg, 405 30 Gothenburg, Sweden

3. School of Global Policy and Strategy, University of California San Diego, San Diego, CA 92093

4. Department of Oceanic and Atmospheric Sciences, Scripps Institution of Oceanography, University of California San Diego, San Diego, CA 92093

5. Department of Mechanical and Aerospace Engineering, Jacobs School of Engineering, University of California San Diego, San Diego, CA 92093

6. Foreign Policy Program, The Brookings Institution, Washington DC 20036

Abstract

Enforcement is a challenge for effective international cooperation. In human rights and environmental law, along with many other domains of international cooperation, “naming and shaming” is often used as an enforcement mechanism in the absence of stronger alternatives. Naming and shaming hinges on the ability to identify countries whose efforts are inadequate and effectively shame them toward better behavior. Research on this approach has struggled to identify factors that explain when it influences state behavior in ways that lead to more cooperation. Via survey of a large (N = 910) novel sample of experienced diplomats involved in the design of the Paris Agreement, we find support for the proposition that naming and shaming is most accepted and effective in influencing the behavior of countries that have high-quality political institutions, strong internal concern about climate change, and ambitious and credible international climate commitments. Naming and shaming appears less effective in other countries, so further enforcement mechanisms will be needed for truly global cooperation. We also find that the climate diplomacy experts favor a process of naming and shaming that relies on official intergovernmental actors, in contrast with studies suggesting that NGOs, media, and other private actors are more effective at naming and shaming. We suggest that these tensions—the inability for naming and shaming to work effectively within the countries least motivated for climate action and the preference for namers and shamers that seem least likely to be effective—will become central policy debates around making cooperation on climate change more enforceable.

Funder

German Ministry of Education and Research

Publisher

Proceedings of the National Academy of Sciences

Subject

Multidisciplinary

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