Linking explainable artificial intelligence and soil moisture dynamics in a machine learning streamflow model

Author:

Ley Alexander1,Bormann Helge1ORCID,Casper Markus2ORCID

Affiliation:

1. a Department for Research and Knowledge Transfer, Jade University of Applied Sciences, Ofener Straße 16/19, Oldenburg, Germany

2. b Department of Physical Geography, Trier University, Universitätsring 15, Trier, Germany

Abstract

ABSTRACT Machine learning algorithms are increasingly applied in hydrological studies with promising results. However, these algorithms generally lack the ability for easy interpretability of the results by users. In this study, we compare six different explainable artificial intelligence (XAI) algorithms that help understand the effect of input data on the simulation results. The methods are explored on two distinct approaches for streamflow modeling using a long short-term memory (LSTM) model: a single model approach using only meteorological forcing data and a regional approach including also static catchment attributes. To gain further insight into the internal dynamics of the LSTM models, the relationship between cell states and soil moisture is investigated. A strong correlation suggests that the LSTM models inherently capture the concept of soil moisture as a catchment-scale storage mechanism. The XAI methods are applied to derive a timestep of influence, revealing how many days of input data are relevant for the model output. All XAI methods result in similar seasonal patterns in the timestep of influence, suggesting that the methods are comparable. Setting soil moisture dynamics in context to seasonal development of the timestep of influence suggests resetting LSTM as soon as soil moisture saturation occurs.

Funder

Bundesministerium für Bildung und Forschung

Publisher

IWA Publishing

Reference49 articles.

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