The role of randomization inference in unraveling individual treatment effects in early phase vaccine trials

Author:

Chen Zhe1,Li Xinran2,Zhang Bo3ORCID

Affiliation:

1. Department of Statistics , University of Illinois Urbana-Champaign , Champaign , IL , USA

2. Department of Statistics , University of Chicago , Chicago , IL , USA

3. Vaccine and Infectious Disease Division , 7286 Fred Hutchinson Cancer Center , Seattle , WA , USA

Abstract

Abstract Randomization inference is a powerful tool in early phase vaccine trials when estimating the causal effect of a regimen against a placebo or another regimen. Randomization-based inference often focuses on testing either Fisher’s sharp null hypothesis of no treatment effect for any participant or Neyman’s weak null hypothesis of no sample average treatment effect. Many recent efforts have explored conducting exact randomization-based inference for other summaries of the treatment effect profile, for instance, quantiles of the treatment effect distribution function. In this article, we systematically review methods that conduct exact, randomization-based inference for quantiles of individual treatment effects (ITEs) and extend some results to a special case where naïve participants are expected not to exhibit responses to highly specific endpoints. These methods are suitable for completely randomized trials, stratified completely randomized trials, and a matched study comparing two non-randomized arms from possibly different trials. We evaluate the usefulness of these methods using synthetic data in simulation studies. Finally, we apply these methods to HIV Vaccine Trials Network Study 086 (HVTN 086) and HVTN 205 and showcase a wide range of application scenarios of the methods. R code that replicates all analyses in this article can be found in first author’s GitHub page at https://github.com/Zhe-Chen-1999/ITE-Inference.

Funder

Division of Mathematical Sciences, National Science Foundation

Publisher

Walter de Gruyter GmbH

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