Lack of transparent reporting of trial monitoring approaches in randomised controlled trials: A systematic review of contemporary protocol papers

Author:

Hsieh Shao-Fan12ORCID,Yorke-Edwards Victoria1ORCID,Murray Macey L134ORCID,Diaz-Montana Carlos1ORCID,Love Sharon B1ORCID,Sydes Matthew R15ORCID

Affiliation:

1. MRC Clinical Trials Unit at UCL, Institute of Clinical Trials and Methodology, University College London, London, UK

2. Division of Medicine, University College London, London, UK

3. Health Data Research UK, London, UK

4. NHS DigiTrials Programme, Data Services Directorate, NHS Digital, London, UK

5. British Heart Foundation Data Science Centre, Health Data Research UK, London, UK

Abstract

Background: Monitoring is essential to ensure patient safety and data integrity in clinical trials as per Good Clinical Practice. The Standard Protocol Items: Recommendations for Interventional Trials Statement and its checklist guides authors to include monitoring in their protocols. We investigated how well monitoring was reported in published ‘protocol papers’ for contemporary randomised controlled trials. Methods: A systematic search was conducted in PubMed to identify eligible protocol papers published in selected journals between 1 January 2020 and 31 May 2020. Protocol papers were classified by whether they reported monitoring and, if so, by the details of monitoring. Data were summarised descriptively. Results: Of 811 protocol papers for randomised controlled trials, 386 (48%; 95% CI: 44%–51%) explicitly reported some monitoring information. Of these, 20% (77/386) reported monitoring information consistent with an on-site monitoring approach, and 39% (152/386) with central monitoring, 26% (101/386) with a mixed approach, while 14% (54/386) did not provide sufficient information to specify an approach. Only 8% (30/386) of randomised controlled trials reported complete details about all of scope, frequency and organisation of monitoring; frequency of monitoring was the least reported. However, 6% (25/386) of papers used the term ‘audit’ to describe ‘monitoring’. Discussion: Monitoring information was reported in only approximately half of the protocol papers. Suboptimal reporting of monitoring hinders the clinical community from having the full information on which to judge the validity of a trial and jeopardises the value of protocol papers and the credibility of the trial itself. Greater efforts are needed to promote the transparent reporting of monitoring to journal editors and authors.

Funder

Health Data Research UK

Medical Research Council

Publisher

SAGE Publications

Subject

Pharmacology,General Medicine

Reference39 articles.

1. Fox L, Love S, Fitt L, et al. UKCRC registered CTU network – monitoring of clinical trials: a handbook, https://ctru.leeds.ac.uk/download/4349/ (2021, accessed 3 December 2021).

2. International Council for Harmonisation (ICH) of technical requirements for pharmaceuticals for human use. Integrated addendum to ICH E6(R1): guideline for good clinical practice ICH E6(R2), https://database.ich.org/sites/default/files/E6_R2_Addendum.pdf (2016, accessed 5 June 2020).

3. Food Drug Administration. Guidance for industry: oversight of clinical investigations – a risk-based approach to monitoring, https://www.fda.gov/media/116754/download (2013, accessed 5 June 2020).

4. European Medicines Agency. Reflection paper on risk based quality management in clinical trials, https://www.ema.europa.eu/en/documents/scientific-guideline/reflection-paper-risk-based-quality-management-clinical-trials_en.pdf (2013, accessed 5 June 2020).

5. Monitoring advances including consent: learning from COVID-19 trials and other trials running in UKCRC registered clinical trials units during the pandemic

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