Covariate adjustment in randomized controlled trials: General concepts and practical considerations

Author:

Van Lancker Kelly1ORCID,Bretz Frank23ORCID,Dukes Oliver1

Affiliation:

1. Department of Applied Mathematics, Computer Science and Statistics, Ghent University, Ghent, Belgium

2. Novartis Pharma AG, Basel, Switzerland

3. Section for Medical Statistics, Center for Medical Statistics, Informatics, and Intelligent Systems, Medical University of Vienna, Vienna, Austria

Abstract

There has been a growing interest in covariate adjustment in the analysis of randomized controlled trials in past years. For instance, the US Food and Drug Administration recently issued guidance that emphasizes the importance of distinguishing between conditional and marginal treatment effects. Although these effects may sometimes coincide in the context of linear models, this is not typically the case in other settings, and this distinction is often overlooked in clinical trial practice. Considering these developments, this article provides a review of when and how to use covariate adjustment to enhance precision in randomized controlled trials. We describe the differences between conditional and marginal estimands and stress the necessity of aligning statistical analysis methods with the chosen estimand. In addition, we highlight the potential misalignment of commonly used methods in estimating marginal treatment effects. We hereby advocate for the use of the standardization approach, as it can improve efficiency by leveraging the information contained in baseline covariates while remaining robust to model misspecification. Finally, we present practical considerations that have arisen in our respective consultations to further clarify the advantages and limitations of covariate adjustment.

Funder

Fonds Wetenschappelijk Onderzoek

Bijzonder Onderzoeksfonds UGent

Publisher

SAGE Publications

Reference66 articles.

1. US Food and Drug Administration (FDA). Adjusting for covariates in randomized clinical trials for drugs and biological products: guidance for industry (Note: an earlier version of this guidance was published in 2021), 2023, https://www.fda.gov/media/148910/download (accessed 14 November 2023).

2. Covariate adjustment for two-sample treatment comparisons in randomized clinical trials: A principled yet flexible approach

3. Improving precision and power in randomized trials for COVID‐19 treatments using covariate adjustment, for binary, ordinal, and time‐to‐event outcomes

4. International Council for Harmonisation (ICH). International Council for Harmonisation topic E9 on “Statistical principles for clinical trials,” 1998, https://www.ema.europa.eu/en/ich-e9-statistical-principles-clinical-trials-scientific-guideline (accessed 14 November 2023).

5. Committee for proprietary medicinal products (CPMP) points to consider on adjustment for baseline covariates

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