The diagonal entries in the formula “quasitriangular - compact = triangular” and restrictions of quasitriangularity

Author:

Herrero Domingo A.

Abstract

A (bounded linear) Hilbert space operator T T is called quasitriangular if there exists an increasing sequence { P n } n = 0 \{ {P_n}\} _{n = 0}^\infty of finite-rank orthogonal projections, converging strongly to 1, such that ( 1 P n ) T P n 0 ( n ) \left \| {(1 - {P_n})T{P_n}} \right \| \to 0\,(n \to \infty ) . This definition, due to P. R. Halmos, plays a very important role in operator theory. The core of this article is a concrete answer to the following problem: Suppose T T is a quasitriangular operator and Γ = { λ j } j = 1 \Gamma = \{ {\lambda _j}\} _{j = 1}^\infty is a sequence of complex numbers. Find necessary and sufficient conditions for the existence of a compact operator K K (of arbitrarily small norm) so that T K T - K is triangular with respect to some orthonormal basis, and the sequence of diagonal entries of T K T - K coincides with Γ \Gamma . For instance, if no restrictions are put on the norm of K K , then T T and Γ \Gamma must be related as follows: (a) if λ 0 {\lambda _0} is a limit point of Γ \Gamma and λ 0 T {\lambda _0} - T is semi-Fredholm, then ind ( λ 0 T ) > 0 {\operatorname {ind}}({\lambda _0} - T) > 0 ; and (b) if Ω \Omega is an open set intersecting the Weyl spectrum of T T , whose boundary does not intersect this set, then { j : λ j Ω } \{ j:{\lambda _j} \in \Omega \} is a denumerable set of indices. Particularly important is the case when Γ = { 0 , 0 , 0 , } \Gamma = \{ 0,0,0, \ldots \} . The following are equivalent for an operator T T : (1) there is an integral sequence { P n } n = 0 \{ {P_n}\} _{n = 0}^\infty of orthogonal projections, with rank P n = n {P_n} = n for all n n , converging strongly to 1, such that ( 1 P n ) T P n + 1 0 ( n ) \left \| {(1 - {P_n})T{P_{n + 1}}} \right \| \to 0\,(n \to \infty ) ; (2) from some compact K , T K K,\,T - K is triangular, with diagonal entries equal to 0; (3) T T is quasitriangular, and the Weyl spectrum of T T is connected and contains the origin. The family ( StrQT ) 1 {({\text {StrQT}})_{ - 1}} of all operators satisfying (1) (and hence (2) and (3)) is a (norm) closed subset of the algebra of all operators; moreover, ( StrQT ) 1 {({\text {StrQT}})_{ - 1}} is invariant under similarity and compact perturbations and behaves in many senses as an analog of Halmos’s class of quasitriangular operators, or an analog of the class of extended quasitriangular operators ( StrQT ) 1 {({\text {StrQT}})_{ - 1}} , introduced by the author in a previous article. If { P n } n = 0 \{ {P_n}\} _{n = 0}^\infty is as in (1), but condition ( 1 P n ) T P n + 1 0 ( n ) \left \| {(1 - {P_n})T{P_{n + 1}}} \right \| \to 0\,(n \to \infty ) is replaced by (1’) ( 1 P n k ) T P n k + 1 0 ( k ) \left \| {(1 - {P_{{n_k}}})T{P_{{n_k} + 1}}} \right \| \to 0\,(k \to \infty ) for some subsequence { n k } k = 1 \{ {n_k}\} _{k = 1}^\infty , then (1’) is equivalent to (3’), T T is quasitriangular, and its Weyl spectrum contains the origin. The family ( QT ) 1 {({\text {QT}})_{ - 1}} of all operators satisfying (1’) (and hence (3’)) is also a closed subset, invariant under similarity and compact perturbations, and provides a different analog to Halmos’s class of quasitriangular operators. Both classes have “ m m -versions” ( ( StrQT ) m {({\text {StrQT}})_{ - m}} and, respectively, ( QT ) m {({\text {QT}})_{ - m}} , m = 1 , 2 , 3 , m = 1,2,3, \ldots ) with similar properties. ( ( StrQT ) m {({\text {StrQT}})_{ - m}} is the class naturally associated with triangular operators A A such that the main diagonal and the first ( m 1 ) (m - 1) superdiagonals are identically zero, etc.) The article also includes some applications of the main result to certain nest algebras “generated by orthonormal bases.”

Publisher

American Mathematical Society (AMS)

Subject

Applied Mathematics,General Mathematics

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