The quasispecies regime for the simple genetic algorithm with ranking selection

Author:

Cerf Raphaël

Abstract

We study the simple genetic algorithm with a ranking selection mechanism (linear ranking or tournament). We denote by  \ell the length of the chromosomes, by m m the population size, by p C p_C the crossover probability and by p M p_M the mutation probability. We introduce a parameter  σ \sigma , called the strength of the ranking selection, which measures the selection intensity of the fittest chromosome. We show that the dynamics of the genetic algorithm depends in a critical way on the parameter \[ π = σ ( 1 p C ) ( 1 p M ) . \pi \,=\,\sigma (1-p_C)(1-p_M)^\ell \,. \] If π > 1 \pi >1 , then the genetic algorithm operates in a disordered regime: an advantageous mutant disappears with probability larger than 1 1 / m β 1-1/m^\beta , where β \beta is a positive exponent. If π > 1 \pi >1 , then the genetic algorithm operates in a quasispecies regime: an advantageous mutant invades a positive fraction of the population with probability larger than a constant  p p^* (which does not depend on  m m ). We estimate next the probability of the occurrence of a catastrophe (the whole population falls below a fitness level which was previously reached by a positive fraction of the population). The asymptotic results suggest the following rules:

\bullet π = σ ( 1 p C ) ( 1 p M ) \pi =\sigma (1-p_C)(1-p_M)^\ell should be slightly larger than  1 1 ;

\bullet p M p_M should be of order 1 / 1/\ell ;

\bullet m m should be larger than ln \ell \ln \ell ;

\bullet the running time should be at most of exponential order in m m .

The first condition requires that p M + p C > ln σ \ell p_M +p_C> \ln \sigma . These conclusions must be taken with great care: they come from an asymptotic regime, and it is a formidable task to understand the relevance of this regime for a real–world problem. At least, we hope that these conclusions provide interesting guidelines for the practical implementation of the simple genetic algorithm.

Publisher

American Mathematical Society (AMS)

Subject

Applied Mathematics,General Mathematics

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