An Intelligent Diagnosis Approach Combining Resampling and CWGAN-GP of Single-to-Mixed Faults of Rolling Bearings Under Unbalanced Small Samples

Abstract

Rolling bearing is a key component with the high fault rate in the rotary machines, and its fault diagnosis is important for the safe and healthy operation of the entire machine. In recent years, the deep learning has been widely used for the mechanical fault diagnosis. However, in the process of equipment operation, its state data always presents unbalanced. Number of effective data in different states is different and usually the gap is large, which makes it difficult to directly conduct deep learning. This paper proposes a new data enhancement method combining the resampling and Conditional Wasserstein Generative Adversarial Networks-Gradient Penalty (CWGAN-GP), and uses the gray images-based Convolutional Neural Network (CNN) to realize the intelligent fault diagnosis of rolling bearings. First, the resampling is used to expand the small number of samples to a large level. Second, the conditional label in Conditional Generative Adversarial Networks (CGAN) is combined with WGAN-GP to control the generated samples. Meanwhile, the Maximum Mean Discrepancy (MMD) is used to filter the samples to obtain the high-quality expanded data set. Finally, CNN is used to train the obtained dataset and carry out the fault classification. In the experiment, a single, compound and mixed fault cases of rolling bearings are successively simulated. For each case, the different sets considering the imbalance ratio of data are constructed, respectively. The results show that the method proposed significantly improves the fault diagnosis accuracy of rolling bearings, which provides a feasible way for the intelligent diagnosis of mechanical component with the complex fault modes and unbalanced small data.