Estimating the Number of Clusters in Multivariate Data by Self-Organizing Maps

Abstract

Determining the structure of data without prior knowledge of the number of clusters or any information about their composition is a problem of interest in many fields, such as image analysis, astrophysics, biology, etc. Partitioning a set of n patterns in a p-dimensional feature space must be done such that those in a given cluster are more similar to each other than the rest. As there are approximately [Formula: see text] possible ways of partitioning the patterns among K clusters, finding the best solution is very hard when n is large. The search space is increased when we have no a priori number of partitions. Although the self-organizing feature map (SOM) can be used to visualize clusters, the automation of knowledge discovery by SOM is a difficult task. This paper proposes region-based image processing methods to post-processing the U-matrix obtained after the unsupervised learning performed by SOM. Mathematical morphology is applied to identify regions of neurons that are similar. The number of regions and their labels are automatically found and they are related to the number of clusters in a multivariate data set. New data can be classified by labeling it according to the best match neuron. Simulations using data sets drawn from finite mixtures of p-variate normal densities are presented as well as related advantages and drawbacks of the method.