Development and assessment of a natural language processing model to identify residential instability in electronic health records’ unstructured data: a comparison of 3 integrated healthcare delivery systems

Author:

Hatef Elham1,Rouhizadeh Masoud2,Nau Claudia3,Xie Fagen3,Rouillard Christopher4,Abu-Nasser Mahmoud4,Padilla Ariadna3,Lyons Lindsay Joe3,Kharrazi Hadi15,Weiner Jonathan P1,Roblin Douglas4

Affiliation:

1. Center for Population Health Information Technology, Department of Health Policy and Management, Johns Hopkins Bloomberg School of Public Health, Baltimore, Maryland, USA

2. Institute for Clinical and Translational Research, Johns Hopkins Medical Institute, Baltimore, Maryland, USA

3. Kaiser Permanente Southern Caifornia, Pasadena, California, USA

4. Kaiser Permanente Mid-Atlantic States, Rockville, Maryland, USA

5. Department of Medicine Division of Health Sciences Informatics, Johns Hopkins School of Medicine, Baltimore, Maryland, USA

Abstract

Abstract Objective To evaluate whether a natural language processing (NLP) algorithm could be adapted to extract, with acceptable validity, markers of residential instability (ie, homelessness and housing insecurity) from electronic health records (EHRs) of 3 healthcare systems. Materials and methods We included patients 18 years and older who received care at 1 of 3 healthcare systems from 2016 through 2020 and had at least 1 free-text note in the EHR during this period. We conducted the study independently; the NLP algorithm logic and method of validity assessment were identical across sites. The approach to the development of the gold standard for assessment of validity differed across sites. Using the EntityRuler module of spaCy 2.3 Python toolkit, we created a rule-based NLP system made up of expert-developed patterns indicating residential instability at the lead site and enriched the NLP system using insight gained from its application at the other 2 sites. We adapted the algorithm at each site then validated the algorithm using a split-sample approach. We assessed the performance of the algorithm by measures of positive predictive value (precision), sensitivity (recall), and specificity. Results The NLP algorithm performed with moderate precision (0.45, 0.73, and 1.0) at 3 sites. The sensitivity and specificity of the NLP algorithm varied across 3 sites (sensitivity: 0.68, 0.85, and 0.96; specificity: 0.69, 0.89, and 1.0). Discussion The performance of this NLP algorithm to identify residential instability in 3 different healthcare systems suggests the algorithm is generally valid and applicable in other healthcare systems with similar EHRs. Conclusion The NLP approach developed in this project is adaptable and can be modified to extract types of social needs other than residential instability from EHRs across different healthcare systems.

Funder

Johns Hopkins Institute for Clinical and Translational Research

National Center for Advancing Translational Sciences (NCATS) a component of the National Institutes of Health

NIH Roadmap for Medical Research

Johns Hopkins ICTR

NCATS

Publisher

Oxford University Press (OUP)

Subject

Health Informatics

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