Critical assessment of transformer-based AI models for German clinical notes

Author:

Lentzen Manuel12ORCID,Madan Sumit13ORCID,Lage-Rupprecht Vanessa1,Kühnel Lisa45ORCID,Fluck Juliane46ORCID,Jacobs Marc1ORCID,Mittermaier Mirja78,Witzenrath Martin79,Brunecker Peter10,Hofmann-Apitius Martin12ORCID,Weber Joachim81112,Fröhlich Holger12ORCID

Affiliation:

1. Department of Bioinformatics, Fraunhofer Institute for Algorithms and Scientific Computing (SCAI), Schloss Birlinghoven , Sankt Augustin, Germany

2. Bonn-Aachen International Center for Information Technology (B-IT), University of Bonn , Bonn, Germany

3. Institute of Computer Science, University of Bonn , Bonn, Germany

4. Knowledge Management, ZB MED – Information Centre for Life Sciences , Cologne, Germany

5. Graduate School DILS, Bielefeld Institute for Bioinformatics Infrastructure (BIBI), Faculty of Technology, Bielefeld University , Bielefeld, Germany

6. The Agricultural Faculty, University of Bonn , Bonn, Germany

7. Department of Infectious Diseases and Respiratory Medicine, Charité – Universitätsmedizin Berlin, Corporate Member of Freie Universität Berlin, Humboldt-Universität zu Berlin , Berlin, Germany

8. Berlin Institute of Health (BIH) at Charité – Universitätsmedizin Berlin , Berlin, Germany

9. German Center for Lung Research (DZL), Partner Site Charité , Berlin, Germany

10. Berlin Institute of Health at Charité – Universitätsmedizin Berlin, Core Facility Research IT , Berlin, Germany

11. Charité – Universitätsmedizin Berlin, Center for Stroke Research Berlin, Corporate Member of Freie Universität Berlin and Humboldt-Universität zu Berlin , Berlin, Germany

12. Department of Neurology, Charité – Universitätsmedizin Berlin, Corporate Member of Freie Universität Berlin and Humboldt-Universität zu Berlin , Berlin, Germany

Abstract

AbstractObjectiveHealthcare data such as clinical notes are primarily recorded in an unstructured manner. If adequately translated into structured data, they can be utilized for health economics and set the groundwork for better individualized patient care. To structure clinical notes, deep-learning methods, particularly transformer-based models like Bidirectional Encoder Representations from Transformers (BERT), have recently received much attention. Currently, biomedical applications are primarily focused on the English language. While general-purpose German-language models such as GermanBERT and GottBERT have been published, adaptations for biomedical data are unavailable. This study evaluated the suitability of existing and novel transformer-based models for the German biomedical and clinical domain.Materials and MethodsWe used 8 transformer-based models and pre-trained 3 new models on a newly generated biomedical corpus, and systematically compared them with each other. We annotated a new dataset of clinical notes and used it with 4 other corpora (BRONCO150, CLEF eHealth 2019 Task 1, GGPONC, and JSynCC) to perform named entity recognition (NER) and document classification tasks.ResultsGeneral-purpose language models can be used effectively for biomedical and clinical natural language processing (NLP) tasks, still, our newly trained BioGottBERT model outperformed GottBERT on both clinical NER tasks. However, training new biomedical models from scratch proved ineffective.DiscussionThe domain-adaptation strategy’s potential is currently limited due to a lack of pre-training data. Since general-purpose language models are only marginally inferior to domain-specific models, both options are suitable for developing German-language biomedical applications.ConclusionGeneral-purpose language models perform remarkably well on biomedical and clinical NLP tasks. If larger corpora become available in the future, domain-adapting these models may improve performances.

Funder

Fraunhofer “Innopush-Program – Cross-Institute Projects”

Fraunhofer “Internal Programs”

Publisher

Oxford University Press (OUP)

Subject

Health Informatics

Reference51 articles.

1. Natural language processing and the representation of clinical data;Sager;J Am Med Inform Assoc,1994

2. A broad-coverage natural language processing system;Friedman;Proc AMIA Symp,2000

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