How AI challenges the medical device regulation: patient safety, benefits, and intended uses

Author:

Onitiu Daria1,Wachter Sandra1,Mittelstadt Brent1

Affiliation:

1. Oxford Internet Institute, University of Oxford , 1 St Giles, OX1 3JS Oxford , United Kingdom

Abstract

Abstract This article examines whether the EU Medical Device Regulation (MDR) adequately addresses the novel risks of AI-based medical devices (AIaMDs), focusing on AI medical imaging tools. It examines two questions: first, does the MDR effectively deal with issues of adaptability, autonomy, bias, opacity, and the need of trustworthiness of AIaMD? Second, does the manufacturer’s translation of the MDR’s requirements close a discrepancy between an AIaMDs’ expected benefit and the actual clinical utility of assessing device safety and effectiveness beyond the narrow performance of algorithms? While the first question has previously received attention in scholarly literature on regulatory and policy tensions on AIaMD generally, and work on future technical standard setting, the second has been comparatively overlooked. We argue that effective regulation of AIaMD requires framing notions of patient safety and benefit within the manufacturer’s articulation of the device’s intended use, as well as reconciling tensions. These tensions are on (i) patient safety and knowledge gaps surrounding fairness, (ii) trustworthiness and device effectiveness, (iii) the assessment of clinical performance, and (iv) performance updates. Future guidance needs to focus on the importance of translated benefits, including nuanced risk framing and looking at how the limitations of AIaMD inform the intended purpose statement in the MDR.

Funder

Wellcome Trust

Sloan Foundation

Department of Health and Social Care

Luminate Group

Trustworthiness Auditing for AI

Governance of Emerging Technologies

Oxford Internet Institute

University of Oxford

Publisher

Oxford University Press (OUP)

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