Development of a Machine Learning Model to Identify Colorectal Cancer Stage in Medicare Claims

Author:

Finn Caitlin B.123ORCID,Sharpe James E.2,Tong Jason K.234,Kaufman Elinore J.234ORCID,Wachtel Heather4ORCID,Aarons Cary B.4,Weissman Gary E.35ORCID,Kelz Rachel R.234

Affiliation:

1. Department of Surgery, Weill Cornell Medicine, New York, NY

2. Department of Surgery, Center for Surgery and Health Economics, University of Pennsylvania, Philadelphia, PA

3. Leonard David Institute of Health Economics, University of Pennsylvania, Philadelphia, PA

4. Department of Surgery, Perelman School of Medicine of the University of Pennsylvania, Philadelphia, PA

5. Department of Medicine, Perelman School of Medicine of the University of Pennsylvania, Philadelphia, PA

Abstract

PURPOSE Staging information is essential for colorectal cancer research. Medicare claims are an important source of population-level data but currently lack oncologic stage. We aimed to develop a claims-based model to identify stage at diagnosis in patients with colorectal cancer. METHODS We included patients age 66 years or older with colorectal cancer in the SEER-Medicare registry. Using patients diagnosed from 2014 to 2016, we developed models (multinomial logistic regression, elastic net regression, and random forest) to classify patients into stage I-II, III, or IV on the basis of demographics, diagnoses, and treatment utilization identified in Medicare claims. Models developed in a training cohort (2014-2016) were applied to a testing cohort (2017), and performance was evaluated using cancer stage listed in the SEER registry as the reference standard. RESULTS The cohort of patients with 30,543 colorectal cancer included 14,935 (48.9%) patients with stage I-II, 9,203 (30.1%) with stage III, and 6,405 (21%) with stage IV disease. A claims-based model using elastic net regression had a scaled Brier score (SBS) of 0.45 (95% CI, 0.43 to 0.46). Performance was strongest for classifying stage IV (SBS, 0.62; 95% CI, 0.59 to 0.64; sensitivity, 93%; 95% CI, 91 to 94) followed by stage I-II (SBS, 0.45; 95% CI, 0.44 to 0.47; sensitivity, 86%; 95% CI, 85 to 76) and stage III (SBS, 0.32; 95% CI, 0.30 to 0.33; sensitivity, 62%; 95% CI, 61 to 64). CONCLUSION Machine learning models effectively classified colorectal cancer stage using Medicare claims. These models extend the ability of claims-based research to risk-adjust and stratify by stage.

Publisher

American Society of Clinical Oncology (ASCO)

Subject

General Medicine

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