Networks uncover hidden lexical borrowing in Indo-European language evolution

Author:

Nelson-Sathi Shijulal1,List Johann-Mattis2,Geisler Hans2,Fangerau Heiner3,Gray Russell D.4,Martin William1,Dagan Tal1

Affiliation:

1. Institute of Botany III, Heinrich-Heine University Düsseldorf, Germany

2. Faculty of Philosophy, Heinrich-Heine University Düsseldorf, Germany

3. Institute of the History, Philosophy and Ethics of Medicine, Ulm University, Germany

4. Department of Psychology, University of Auckland, Auckland 1142, New Zealand

Abstract

Language evolution is traditionally described in terms of family trees with ancestral languages splitting into descendent languages. However, it has long been recognized that language evolution also entails horizontal components, most commonly through lexical borrowing. For example, the English language was heavily influenced by Old Norse and Old French; eight per cent of its basic vocabulary is borrowed. Borrowing is a distinctly non-tree-like process—akin to horizontal gene transfer in genome evolution—that cannot be recovered by phylogenetic trees. Here, we infer the frequency of hidden borrowing among 2346 cognates (etymologically related words) of basic vocabulary distributed across 84 Indo-European languages. The dataset includes 124 (5%) known borrowings. Applying the uniformitarian principle to inventory dynamics in past and present basic vocabularies, we find that 1373 (61%) of the cognates have been affected by borrowing during their history. Our approach correctly identified 117 (94%) known borrowings. Reconstructed phylogenetic networks that capture both vertical and horizontal components of evolutionary history reveal that, on average, eight per cent of the words of basic vocabulary in each Indo-European language were involved in borrowing during evolution. Basic vocabulary is often assumed to be relatively resistant to borrowing. Our results indicate that the impact of borrowing is far more widespread than previously thought.

Publisher

The Royal Society

Subject

General Agricultural and Biological Sciences,General Environmental Science,General Immunology and Microbiology,General Biochemistry, Genetics and Molecular Biology,General Medicine

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