Functionals defined by transfinite recursion

Abstract

This paper deals mainly with quantifier-free second order systems (i.e., with free variables for numbers and functions, and constants for numbers, functions, and functionals) whose basic rules are those of primitive recursive arithmetic together with definition of functionals by primitive recursion and explicit definition. Precise descriptions are given in §2. The additional rules have the form of definition by transfinite recursion up to some ordinal ξ (where ξ is represented by a primitive recursive (p.r.) ordering). In §3 we discuss some elementary closure properties (under rules of inference and definition) of systems with recursion up to ξ. Let Rξ denote (temporarily) the system with recursion up to ξ. The main results of this paper are of two sorts:Sections 5–7 are concerned with less elementary closure properties of the systems Rξ. Namely, we show that certain classes of functional equations in Rη can be solved in Rη for some explicitly determined η < ε(η) (the least ε-number > ξ). The classes of functional equations considered all have roughly the form of definition by recursion on the partial ordering of unsecured sequences of a given functional F, or on some ordering which is obtained from this by simple ordinal operations. The key lemma (Theorem 1) needed for the reduction of these equations to transfinite recursion is simply a sharpening of the Brouwer-Kleene idea.