Total and component forest aboveground biomass inversion via LiDAR-derived features and machine learning algorithms

Abstract

Forest aboveground biomass (AGB) and its biomass components are key indicators for assessing forest ecosystem health, productivity, and carbon stocks. Light Detection and Ranging (LiDAR) technology has great advantages in acquiring the vertical structure of forests and the spatial distribution characteristics of vegetation. In this study, the 56 features extracted from airborne LiDAR point cloud data were used to estimate forest total and component AGB. Variable importance–in–projection values calculated through a partial least squares regression algorithm were utilized for LiDAR-derived feature ranking and optimization. Both leave-one-out cross-validation (LOOCV) and cross-validation methods were applied for validation of the estimated results. The results showed that four cumulative height percentiles (AIH30,AIH40, AIH20, and AIH25), two height percentiles (H8 and H6), and four height-related variables (Hmean, Hsqrt, Hmad, and Hcurt) are ranked more frequently in the top 10 sensitive features for total and component forest AGB retrievals. Best performance was acquired by random forest (RF) algorithm, with R2 = 0.75, root mean square error (RMSE) = 22.93 Mg/ha, relative RMSE (rRMSE) = 25.30%, and mean absolute error (MAE) = 19.26 Mg/ha validated by the LOOCV method. For cross-validation results, R2 is 0.67, RMSE is 24.56 Mg/ha, and rRMSE is 25.67%. The performance of support vector regression (SVR) for total AGB estimation is R2 = 0.66, RMSE = 26.75 Mg/ha, rRMSE = 28.62%, and MAE = 22.00 Mg/ha using LOOCV validation and R2 = 0.56, RMSE = 30.88 Mg/ha, and rRMSE = 31.41% by cross-validation. For the component AGB estimation, the accuracy from both RF and SVR algorithms was arranged as stem > bark > branch > leaf. The results confirmed the sensitivity of LiDAR-derived features to forest total and component AGBs. They also demonstrated the worse performance of these features for retrieval of leaf component AGB. RF outperformed SVR for both total and component AGB estimation, the validation difference from LOOCV and cross-validation is less than 5% for both total and component AGB estimated results.