Data driven assessment of rock mass quality in red-bed hilly area: a case study of Guang’an city, SW China

Abstract

The evaluation of geological suitability for urban underground space (UUS) development is an indispensable prerequisite for its optimal utilization. As the actual carrier of underground facilities, the evaluation of rock mass quality plays a crucial role in assessing geological suitability. However, it is notable that the evaluation of rock mass quality has regrettably remained somewhat marginalized within the broader framework of the geological suitability assessment in recent years. The selection of pertinent indicators for the evaluation of rock mass quality inherently presents an appreciable degree of subjectivity. Predominantly subjective evaluation methods continue to dominate the field, while the application of objective algorithms, such as unsupervised clustering, remains in its nascent stage. Furthermore, there is a lack of comprehensive investigations into distinct combinations of attributes. This limitation confines the broader applicability of the evaluation outcomes in the context of urban underground space. Within this study, we meticulously amassed rock core test data from over 40 boreholes of engineering geological significance within the urban planning ambit of Guang'An City. Utilizing the K-means unsupervised clustering algorithm and the Principal Component Analysis (PCA) algorithm. We successfully conducted an unsupervised clustering procedure with nine distinct physical and mechanical attributes. This yielded an aggregation into five discernible clusters. Building upon the derived clustering outcomes, a stratification of rock mass quality was effectuated into three distinct tiers: Level 1 (characterized by pure sandstone), Level 2 (primarily dominated by sandstone), and Level 3 (denoting fair conditions predominantly influenced by mudstone). This structured stratification facilitates a relatively objective and comprehensive evaluation of rock mass quality within the context of the red-bed hilly terrain. In the course of this analytical trajectory, we conducted a dissection of the clustering efficacy. For strongly correlated attributes, we propose a preliminary dimensionality reduction procedure prior to the clustering endeavor. Moreover, we recommend intervals of 10 m for the stratified evaluation in red bed hilly urban terrains.