Adaptive DBSCAN Clustering and GASA Optimization for Underdetermined Mixing Matrix Estimation in Fault Diagnosis of Reciprocating Compressors

Abstract

Underdetermined blind source separation (UBSS) has garnered significant attention in recent years due to its ability to separate source signals without prior knowledge, even when sensors are limited. To accurately estimate the mixed matrix, various clustering algorithms are typically employed to enhance the sparsity of the mixed matrix. Traditional clustering methods require prior knowledge of the number of direct signal sources, while modern artificial intelligence optimization algorithms are sensitive to outliers, which can affect accuracy. To address these challenges, we propose a novel approach called the Genetic Simulated Annealing Optimization (GASA) method with Adaptive Density-Based Spatial Clustering of Applications with Noise (DBSCAN) clustering as initialization, named the CYYM method. This approach incorporates two key components: an Adaptive DBSCAN to discard noise points and identify the number of source signals and GASA optimization for automatic cluster center determination. GASA combines the global spatial search capabilities of a genetic algorithm (GA) with the local search abilities of a simulated annealing algorithm (SA). Signal simulations and experimental analysis of compressor fault signals demonstrate that the CYYM method can accurately calculate the mixing matrix, facilitating successful source signal recovery. Subsequently, we analyze the recovered signals using the Refined Composite Multiscale Fuzzy Entropy (RCMFE), which, in turn, enables effective compressor connecting rod fault diagnosis. This research provides a promising approach for underdetermined source separation and offers practical applications in fault diagnosis and other fields.