Swallowing Assessment in Post-Comatose Patients: A Feasibility Study on the SWADOC Tool

Author:

Herr Roxanne1,Regnier Amandine234ORCID,Belorgeot Marion5,Mélotte Evelyne23,Simon Jessica6,Sanz Leandro R. D.23,Lejeune Nicolas2378,Chavet Valérie9,Paluszkiewicz Jenny10,Pellas Frédéric5,Chevallier Jean-Baptiste11,Laureys Steven2312,Kaux Jean-François4ORCID,Gosseries Olivia23ORCID

Affiliation:

1. Neurology Department, Haguenau Hospital, 67500 Haguenau, France

2. Coma Science Group, GIGA-Consciousness, University of Liège, 4000 Liège, Belgium

3. Centre du Cerveau2, University Hospital of Liège, 4000 Liège, Belgium

4. Physical Medicine and Rehabilitation Medicine Department, University of Liège and University Hospital of Liège, 4000 Liège, Belgium

5. Physical Medecine and Rehabilitation Medicine Department, University Hospital of Nîmes, 30029 Nîmes, France

6. Psychology and Neuroscience of Cognition Research Unit (PsyNCog), University of Liège, 4000 Liège, Belgium

7. William Lennox Neurological Hospital Center, 1340 Ottignies-Louvain-la-Neuve, Belgium

8. Institute of NeuroScience, Université Catholique de Louvain, 1200 Brussels, Belgium

9. Physical Medicine and Rehabilitation Medicine Department, Center for Traumatology and Rehabilitation Erasme, 1070 Brussels, Belgium

10. Physical Medicine and Rehabilitation Medicine Department, Neurological Center for Functional Rehabilitation, University Hospital of Liège, 4557 Fraiture, Belgium

11. EVC-EPR Unit, Functional Rehabilitation Center of Fontfroide, 34070 Montpellier, France

12. Joint International Research Unit on Consciousness, CERVO Brain Research Centre, Laval University, Québec, QC G1J2G3, Canada

Abstract

Background: After a severe brain injury and a coma, patients may develop disorders of consciousness (DoC), frequently accompanied by severe dysphagia. The evaluation and therapy of swallowing are therefore essential aspects of their management. Objectives: This study aims to evaluate the SWallowing Assessment in Disorders of Consciousness (SWADOC) tool in the assessment of swallowing in post-comatose patients. Here, we validate its quantitative items, describe preliminary results and identify limitations. Methods: Fourteen post-comatose patients were repeatedly evaluated with the Simplified Evaluation of CONsciousness Disorders (SECONDs) and with the SWADOC. Results: The internal consistency of the oral and pharyngeal subscales of the SWADOC was good. The test–retest reliability showed that all items, all subscores and the total score were stable except for two items (endo-buccal secretions and bronchial congestion). A comparison to the Facial Oral Tract Therapy Swallowing Assessment of Saliva (F.O.T.T-SAS) confirmed that scoring with the SWADOC offers a greater potential for quantitative observations in assessing swallowing abilities among patients with DoC. The SECONDs scores and SWADOC total scores showed a significant positive correlation (τ = 0.78, p < 0.001). Conclusions: This study provides preliminary but encouraging results on the psychometric properties of the SWADOC tool. It shows that this tool is relevant and feasible as a bedside assessment of dysphagia in patients with DoC.

Funder

University and University Hospital of Liège

Leon Fredericq Foundation

Belgian National Funds for Scientific Research (FRS-FNRS), the FNRS PDR project

ERA-Net FLAG-ERA JTC2021 project ModelDXConsciousness

fund Generet

King Baudouin Foundation

European Space Agency

Public Utility Foundation “Université Européenne du Travail”

Fondazione Europea di Ricerca Biomedica

BIAL Foundation

Mind Science Foundation

European Commission

Mind-Care foundation

National Natural Science Foundation of China

European Foundation of Biomedical Research FERB Onlus

Horizon 2020 MSCA—Research and Innovation Staff Exchange

Publisher

MDPI AG

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