On Optimizing Hyperspectral Inversion of Soil Copper Content by Kernel Principal Component Analysis

Author:

Guo Fei123,Xu Zhen4ORCID,Ma Honghong123,Liu Xiujin123,Gao Lei5

Affiliation:

1. Institute of Geophysical & Geochemical Exploration, Chinese Academy of Geological Sciences, Langfang 065000, China

2. Key Laboratory of Geochemical Cycling of Carbon and Mercury in the Earth’s Critical Zone, Chinese Academy of Geological Sciences, Langfang 065000, China

3. Geochemical Research Center of Soil Quality, China Geological Survey, Langfang 065000, China

4. Department of Electronic and Information Engineering, Shantou University, Shantou 515063, China

5. School of Economics, Shandong University of Technology, Zibo 255000, China

Abstract

Heavy metal pollution not only causes detrimental effects on the environment but also poses threats to human health; thus, it is crucial to monitor the heavy metal content in the soil. Hyperspectral technology, characterized by high spectral resolution, rapid response, and non-destructive detection, is widely employed in soil composition monitoring. This study aims to investigate the effects of dimensionality reduction methods on the performance of hyperspectral inversion. To this end, 56 soil samples were collected in Daye, with the corresponding hyperspectral data acquired by the advanced ASD Fieldspec4 instrument. We employed the linear dimensionality reduction method, i.e., the principal component analysis (PCA), and non-linear method in terms of kernel PCA (KPCA) with polynomial, radial basis function (RBF), and sigmoid kernels to reduce the dimensionalities of original spectral reflectance and that processed by first-derivative transformation (FDT). Building upon this foundation, we applied the Adaptive Boosting (AdaBoost) algorithm for inverting the soil copper (Cu) content. The performance of each inversion model was evaluated by evaluation indices in terms of the coefficient of determination (R2), root-mean-square error (RMSE), and residual prediction deviation (RPD). The results revealed that the KPCA with polynomial kernel function applied to the FDT-based spectra could yield the optimal inversion accuracy, with corresponding R2, RMSE, and RPD being 0.86, 21.47 mg·kg−1, and 2.72, respectively. This study demonstrates that applying the FDT with KPCA processing can significantly improve the accuracy of the hyperspectral inversion for soil Cu content, providing a potential approach for monitoring heavy metal pollution using hyperspectral technology.

Funder

Director Foundation of the Institute of Geophysical and Geochemical Exploration, Chinese Academy of Geological Sciences

National Natural Science Foundation of China

Geological Survey Project of the China Geological Survey

Shantou University Scientific Research Foundation for Talents

Publisher

MDPI AG

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