A Hybrid Method for Individual Tree Detection in Broadleaf Forests Based on UAV-LiDAR Data and Multistage 3D Structure Analysis

Abstract

Individual tree detection and segmentation in broadleaf forests have always been great challenges due to the overlapping crowns, irregular crown shapes, and multiple peaks in large crowns. Unmanned aerial vehicle (UAV)-borne light detection and ranging (LiDAR) is a powerful tool for acquiring high-density point clouds that can be used for both trunk detection and crown segmentation. A hybrid method that combines trunk detection and crown segmentation is proposed to detect individual trees in broadleaf forests based on UAV-LiDAR data. A trunk point distribution indicator-based approach is first applied to detect potential trunk positions. The treetops extracted from a canopy height model (CHM) and the crown segments obtained by applying a marker-controlled watershed segmentation to the CHM are used to identify potentially false trunk positions. Finally, the three-dimensional structures of trunks and branches are analyzed at each potentially false trunk position to distinguish between true and false trunk positions. The method was evaluated on three plots in subtropical urban broadleaf forests with varying proportions of evergreen trees. The F-score in three plots ranged from 0.723 to 0.829, which are higher values than the F-scores derived by a treetop detection method (0.518–0.588) and a point cloud-based individual tree segmentation method (0.479–0.514). The influences of the CHM resolution (0.25 and 0.1 m) and the data acquisition season (leaf-off and leaf-on) on the final individual tree detection result were also evaluated. The results indicated that using the CHM with a 0.25 m resolution resulted in under-segmentation of crowns and higher F-scores. The data acquisition season had a small influence on the individual tree detection result when using the hybrid method. The proposed hybrid method needs to specify parameters based on prior knowledge of the forest. In addition, the hybrid method was evaluated in small-scale urban broadleaf forests. Further research should evaluate the hybrid method in natural forests over large areas, which differ in forest structures compared to urban forests.