A Remote-Sensing Method to Estimate Bulk Refractive Index of Suspended Particles from GOCI Satellite Measurements over Bohai Sea and Yellow Sea

Abstract

The bulk refractive index (np) of suspended particles, an apparent measure of particulate refraction capability and yet an essential element of particulate compositions and optical properties, is a critical indicator that helps understand many biogeochemical processes and ecosystems in marine waters. Remote estimation of np remains a very challenging task. Here, a multiple-step hybrid model is developed to estimate the np in the Bohai Sea (BS) and Yellow Sea (YS) through obtaining two key intermediate parameters (i.e., particulate backscattering ratio, Bp, and particle size distribution (PSD) slope, j) from remote-sensing reflectance, Rrs(λ). The in situ observed datasets available to us were collected from four cruise surveys during a period from 2014 to 2017 in the BS and YS, covering beam attenuation (cp), scattering (bp), and backscattering (bbp) coefficients, total suspended matter (TSM) concentrations, and Rrs(λ). Based on those in situ observation data, two retrieval algorithms for TSM and bbp were firstly established from Rrs(λ), and then close empirical relationships between cp and bp with TSM could be constructed to determine the Bp and j parameters. The series of steps for the np estimation model proposed in this study can be summarized as follows: Rrs (λ) → TSM and bbp, TSM → bp → cp → j, bbp and bp → Bp, and j and Bp → np. This method shows a high degree of fit (R2 = 0.85) between the measured and modeled np by validation, with low predictive errors (such as a mean relative error, MRE, of 2.55%), while satellite-derived results also reveal good performance (R2 = 0.95, MRE = 2.32%). A spatial distribution pattern of np in January 2017 derived from GOCI (Geostationary Ocean Color Imager) data agrees well with those in situ observations. This also verifies the satisfactory performance of our developed np estimation model. Applying this model to GOCI data for one year (from December 2014 to November 2015), we document the np spatial distribution patterns at different time scales (such as monthly, seasonal, and annual scales) for the first time in the study areas. While the applicability of our developed method to other water areas is unknown, our findings in the current study demonstrate that the method presented here can serve as a proof-of-concept template to remotely estimate np in other coastal optically complex water bodies.