Filtering Airborne LiDAR Data in Forested Environments Based on Multi-Directional Narrow Window and Cloth Simulation

Author:

Cai Shangshu12,Yu Sisi3456ORCID

Affiliation:

1. State Key Laboratory of Information Engineering in Surveying, Mapping and Remote Sensing, Wuhan University, Wuhan 430079, China

2. Key Laboratory of Mine Environmental Monitoring and Improving around Poyang Lake of Ministry of Natural Resources, East China University of Technology, Nanchang 330013, China

3. Wuhan Botanical Garden, Chinese Academy of Sciences, Wuhan 430074, China

4. Sino-Africa Joint Research Center, Chinese Academy of Sciences, Wuhan 430074, China

5. Department of Public Administration, Law School, Shantou University, Shantou 515063, China

6. Institute of Local Government Development, Shantou University, Shantou 515063, China

Abstract

Ground filtering is one of the essential steps for processing airborne light detection and ranging data in forestry applications. However, the performance of existing methods is still limited in forested areas due to the complex terrain and dense vegetation. To overcome this limitation, we proposed an improved surface-based filter based on multi-directional narrow window and cloth simulation. The innovations mainly involve two aspects as follows: (1) sufficient and uniformly distributed ground seeds are identified by merging the lowest points and line segments from the point clouds within a multi-directional narrow window; (2) complete and accurate ground points are extracted using a cyclic scheme that includes incorrect ground point elimination using the internal force adjustment of cloth simulation, terrain reconstruction with moving least-squares plane fitting, and ground point extraction based on progressively refined terrain. The proposed method was tested in five forested sites with various terrain characteristics and vegetation distributions. Experimental results showed that the proposed method could accurately separate ground points from non-ground points in different forested environments, with the average kappa coefficient of 88.51% and total error of 4.22%. Moreover, the comparative experiments proved that the proposed method performed better than the classical methods involving the slope-based, mathematical morphology-based and surface-based methods.

Funder

Open Fund of Key Laboratory of Mine Environmental Monitoring and Improving around Poyang Lake, Ministry of Natural Resources

International Science and Technology Cooperation Program of Hubei Province

Open Fund of Key Research Base of Philosophy and Social Science of Higher Education in Guangdong Province—Local Government Development Research Institute of Shantou University

National Key R&D Program of China

Publisher

MDPI AG

Subject

General Earth and Planetary Sciences

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