Post-Hurricane Damage Severity Classification at the Individual Tree Level Using Terrestrial Laser Scanning and Deep Learning

Author:

Klauberg Carine1ORCID,Vogel Jason1,Dalagnol Ricardo23ORCID,Ferreira Matheus Pinheiro4ORCID,Hamamura Caio5ORCID,Broadbent Eben1ORCID,Silva Carlos Alberto1ORCID

Affiliation:

1. School of Forest, Fisheries, and Geomatics Sciences, University of Florida Gainesville, FL 32611, USA

2. Center for Tropical Research, Institute of the Environment and Sustainability, University of California Los Angeles (UCLA), Los Angeles, CA 90095, USA

3. NASA-Jet Propulsion Laboratory, California Institute of Technology, Pasadena, CA 91109, USA

4. Cartographic Engineering Department, Military Institute of Engineering (IME), Praça Gen, Tibúrcio 80, Rio de Janeiro 22290-270, RJ, Brazil

5. Federal Institute of Education, Science and Technology of São Paulo, Avenida Doutor Ênio Pires de Camargo, Capivari 13365-010, SP, Brazil

Abstract

Natural disturbances like hurricanes can cause extensive disorder in forest structure, composition, and succession. Consequently, ecological, social, and economic alterations may occur. Terrestrial laser scanning (TLS) and deep learning have been used for estimating forest attributes with high accuracy, but to date, no study has combined both TLS and deep learning for assessing the impact of hurricane disturbance at the individual tree level. Here, we aim to assess the capability of TLS and convolutional neural networks (CNNs) combined for classifying post-Hurricane Michael damage severity at the individual tree level in a pine-dominated forest ecosystem in the Florida Panhandle, Southern U.S. We assessed the combined impact of using either binary-color or multicolored-by-height TLS-derived 2D images along with six CNN architectures (Densenet201, EfficientNet_b7, Inception_v3, Res-net152v2, VGG16, and a simple CNN). The confusion matrices used for assessing the overall accuracy were symmetric in all six CNNs and 2D image variants tested with overall accuracy ranging from 73% to 92%. We found higher F-1 scores when classifying trees with damage severity varying from extremely leaning, trunk snapped, stem breakage, and uprooted compared to trees that were undamaged or slightly leaning (<45°). Moreover, we found higher accuracies when using VGG16 combined with multicolored-by-height TLS-derived 2D images compared with other methods. Our findings demonstrate the high capability of combining TLS with CNNs for classifying post-hurricane damage severity at the individual tree level in pine forest ecosystems. As part of this work, we developed a new open-source R package (rTLsDeep) and implemented all methods tested herein. We hope that the promising results and the rTLsDeep R package developed in this study for classifying post-hurricane damage severity at the individual tree level will stimulate further research and applications not just in pine forests but in other forest types in hurricane-prone regions.

Funder

USDA NIFA Awards

Publisher

MDPI AG

Subject

General Earth and Planetary Sciences

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