Improving the Generalizability and Performance of an Ultrasound Deep Learning Model Using Limited Multicenter Data for Lung Sliding Artifact Identification

Author:

Wu Derek1ORCID,Smith Delaney2,VanBerlo Blake2ORCID,Roshankar Amir3ORCID,Lee Hoseok2ORCID,Li Brian3,Ali Faraz3ORCID,Rahman Marwan3,Basmaji John4,Tschirhart Jared5ORCID,Ford Alex6,VanBerlo Bennett7,Durvasula Ashritha5ORCID,Vannelli Claire5,Dave Chintan4,Deglint Jason3,Ho Jordan8,Chaudhary Rushil1,Clausdorff Hans9ORCID,Prager Ross4,Millington Scott10,Shah Samveg11,Buchanan Brian12,Arntfield Robert4

Affiliation:

1. Department of Medicine, Western University, London, ON N6A 5C1, Canada

2. Faculty of Mathematics, University of Waterloo, Waterloo, ON N2L 3G1, Canada

3. Faculty of Engineering, University of Waterloo, Waterloo, ON N2L 3G1, Canada

4. Division of Critical Care Medicine, Western University, London, ON N6A 5C1, Canada

5. Schulich School of Medicine and Dentistry, Western University, London, ON N6A 5C1, Canada

6. Independent Researcher, London, ON N6A 1L8, Canada

7. Faculty of Engineering, Western University, London, ON N6A 5C1, Canada

8. Department of Family Medicine, Western University, London, ON N6A 5C1, Canada

9. Departamento de Medicina de Urgencia, Pontificia Universidad Católica de Chile, Santiago 8331150, Chile

10. Department of Critical Care Medicine, University of Ottawa, Ottawa, ON K1N 6N5, Canada

11. Department of Medicine, University of Alberta, Edmonton, AB T6G 2R3, Canada

12. Department of Critical Care, University of Alberta, Edmonton, AB T6G 2R3, Canada

Abstract

Deep learning (DL) models for medical image classification frequently struggle to generalize to data from outside institutions. Additional clinical data are also rarely collected to comprehensively assess and understand model performance amongst subgroups. Following the development of a single-center model to identify the lung sliding artifact on lung ultrasound (LUS), we pursued a validation strategy using external LUS data. As annotated LUS data are relatively scarce—compared to other medical imaging data—we adopted a novel technique to optimize the use of limited external data to improve model generalizability. Externally acquired LUS data from three tertiary care centers, totaling 641 clips from 238 patients, were used to assess the baseline generalizability of our lung sliding model. We then employed our novel Threshold-Aware Accumulative Fine-Tuning (TAAFT) method to fine-tune the baseline model and determine the minimum amount of data required to achieve predefined performance goals. A subgroup analysis was also performed and Grad-CAM++ explanations were examined. The final model was fine-tuned on one-third of the external dataset to achieve 0.917 sensitivity, 0.817 specificity, and 0.920 area under the receiver operator characteristic curve (AUC) on the external validation dataset, exceeding our predefined performance goals. Subgroup analyses identified LUS characteristics that most greatly challenged the model’s performance. Grad-CAM++ saliency maps highlighted clinically relevant regions on M-mode images. We report a multicenter study that exploits limited available external data to improve the generalizability and performance of our lung sliding model while identifying poorly performing subgroups to inform future iterative improvements. This approach may contribute to efficiencies for DL researchers working with smaller quantities of external validation data.

Publisher

MDPI AG

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