Nitrogen Balance Index Prediction of Winter Wheat by Canopy Hyperspectral Transformation and Machine Learning

Abstract

Nitrogen balance index (NBI) is an important indicator for scientific diagnostic and quantitative research on crop growth status. The quick and accurate assessment of NBI is necessary for farmers to make timely N management decisions. The objective of the study was to estimate winter wheat NBI based on canopy hyperspectral features between 400–1350 nm combined with machine learning (ML) methods in the individual and whole growth stages. In this study, 3 years of winter wheat plot experiments were conducted. Ground-level canopy hyperspectral reflectance and corresponding plant NBI values were measured during the jointing, booting, flowering and filling stages. Continuous removal spectra (CRS) and logarithmic transformation spectra (LOGS) were derived from the original canopy spectra. Sensitive bands and vegetation indices (VIs) highly correlated with NBI under different spectral transformations were selected as hyperspectral features to construct the NBI estimation models combined with ML algorithms. The study indicated that the spectral transformation significantly improved the correlation between the sensitive bands, VIs and the NBI. The correlation coefficient of the sensitive band in CRS in the booting stage increased by 27.87%, reaching −0.78. The leaf chlorophyll index (LCI) in LOGS had the highest correlation with NBI in the filling stage, reaching a correlation coefficient of −0.96. The NBI prediction accuracies based on the sensitive band combined with VIs were generally better than those based on the univariate hyperspectral feature, and the prediction accuracy of each growth stage was better than that of the whole growth stage. The random forest regression (RFR) method performed better than the support vector regression (SVR) and partial least squares regression (PLS) methods. The NBI estimation model based on the LOGS-RFR method in the filling stage could explain 95% of the NBI variability with relative prediction deviation (RPD) being 3.69. These results will provide a scientific basis for better nitrogen nutrition monitoring, diagnosis, and later for field management of winter wheat.