How Does Wind Influence Near-Nadir and Low-Incidence Ka-Band Radar Backscatter and Coherence from Small Inland Water Bodies?

Abstract

While many studies have been conducted regarding wind-driven Ka-band scattering on the ocean and sea surfaces, few have identified the impacts of Ka-band scattering on small inland water bodies, and fewer have identified the influence of wind on coherence over water. These previous studies have been limited in spatial scale, covering only large water bodies >25 km2. The recently launched Surface Water and Ocean Topography (SWOT) mission is the first Ka-band InSAR satellite designed for mapping water surface elevations and open water areas for rivers as narrow as 100 m and lakes as small as 0.0625 km2. Because measurements of these types are novel, there remains some uncertainty about expected backscatter amplitudes given wind-driven water surface roughness variability. A previous study using the airborne complement to SWOT, AirSWOT, found that low backscatter and low coherence values were indicative of higher errors in the water surface elevation products, recommending minimum thresholds for backscatter and coherence for filtering the data to increase the accuracy of averaged data for lakes and rivers. We determined that the global average wind speed over lakes is 4 m/s, and after comparing AirSWOT backscatter and coherence data with ERA-5 wind speeds, we found that the minimum required speed to retrieve high backscatter and coherence is 3 m/s. We examined 11,072 lakes across Canada and Alaska, with sizes ranging from 350 m2 to 156 km2, significantly smaller than what could be measured with previous Ka-band instruments in orbit. We found that small lakes (0.0625–0.25 km2) have significantly lower backscatter (3–5 dB) and 0.20–0.25 lower coherence than larger lakes (>1 km2). These results suggest that approximately 75% of SWOT observable lake areas around the globe will have consistently high-accuracy water surface elevations, though seasonal wind variability should remain an important consideration. Despite very small lakes presenting lower average backscatter and coherence, this study asserts that SWOT will be able to accurately resolve the water surface elevations and water surface extents for significantly smaller water bodies than have been previously recorded from satellite altimeters. This study additionally lays the foundation for future high-resolution inland water wind speed studies using SWOT data, when the data become available, as the relationships between wind speed and Ka-band backscatter reflect those of traditional scatterometers designed for oceanic studies.