Revisiting the “Responsibility to Ensure”: Two-Line Standards of the Sponsoring State’s National Legislation on Deep Seabed Mining

Author:

Xu Xiangxin1ORCID,Li Minghao1,Xue Guifang1ORCID

Affiliation:

1. Center for Polar and Deep Ocean Development, KoGuan School of Law, Shanghai Jiao Tong University (SJTU), Shanghai 200030, China

Abstract

The deep seabed mining regime is composed of international legislation and domestic counterparts. International legislation emanates from the International Seabed Authority (ISA) under the mandate of UNCLOS, which is currently in the accelerated process of being drafted for exploitation activities to meet a deadline of July 2023. In contrast, the development of domestic law in ISA Member States has been relatively slow, and this risks failure to fulfill their obligation of “responsibility to ensure” concluded in the advisory opinion in 2011. This possible failure is partly due to States’ different understanding of their obligation to impose more stringent environmental conditions on contractors in their domestic laws than those specified in the Mining Code adopted by ISA. This paper argues that Annex III, article 21(3) of the UNCLOS requires States to adopt a two-tier approach in their national legislation—minimal and optimal levels. The minimal level requires a sponsoring State to comply with the Mining Code’s fundamental requirements while reaching the optimal level means that the sponsoring State tries its best to establish more stringent standards than the Mining Code. Adopting more stringent requirements may be realized by adopting higher or stricter standards or inserting more details in the national legislation. Moreover, all ISA Member States are, including developing States, obliged to meet the minimum line and encouraged to move towards the optimal one

Funder

National Social Science Fund of China

Publisher

MDPI AG

Subject

Management, Monitoring, Policy and Law,Renewable Energy, Sustainability and the Environment,Geography, Planning and Development,Building and Construction

Reference30 articles.

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2. ISA (2021, September 24). Nauru Requests the President of ISA Council to Complete the Adoption of Rules, Regulations and Procedures Necessary to Facilitate the Approval of Plans of Work for Exploitation in the Area. Available online: https://isa.org.jm/news/nauru-requests-president-isa-council-complete-adoption-rules-regulations-and-procedures.

3. (2023, March 07). SDC of International Tribunal for the Law of the Sea, Responsibilities and Obligations of States with Respect to Activities in the Area (Request for Advisory Opinion Submitted to the Seabed Disputes Chamber), List of Cases: No. 17, Advisory Opinion of 1 February 2011. Available online: https://www.itlos.org/fileadmin/itlos/documents/cases/case_no_17/17_adv_op_010211_en.pdf.

4. Crafting the perfect deep sea mining legislation: A patchwork of national laws;Willaert;Mar. Policy,2020

5. ISA (2023, March 07). Comparative Study of the Existing National Legislation on Deep Seabed Mining. Available online: https://isa.org.jm/files/files/documents/compstudy-nld.pdf.

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