Informed Consent in COVID-19-Research: An Ethical Analysis of Clinical Studies Performed during the Pandemic

Author:

Voit Katja1,Skuban-Eiseler Tobias12ORCID,Orzechowski Marcin1ORCID,Steger Florian1ORCID

Affiliation:

1. Institute of the History, Philosophy and Ethics of Medicine, Ulm University, 89081 Ulm, Germany

2. kbo-Isar-Amper-Klinikum Region München, 85540 Haar, Germany

Abstract

Health crises such as the current COVID-19 pandemic pose challenges to the conduct of clinical studies. Aspects of research ethics, such as obtaining informed consent (IC), can be complicated. We are concerned with whether or not the proper IC procedures were followed in the context of clinical studies at Ulm University in the years 2020 to 2022. We identified all protocols of clinical studies dealing with COVID-19 that the Research Ethics Committee of Ulm University has reviewed and voted on in the years 2020 to 2022. We then performed a thematic analysis regarding the following aspects: study type, handling of IC, type of patient information, means of communication, applied security precautions, and the approach to participants from vulnerable groups. We identified n = 98 studies that dealt with COVID-19. In n = 25 (25.51%), IC was obtained traditionally in written form, in n = 26 (26.53%) IC was waived, in n = 11 (11.22%) IC was obtained delayed, and in n = 19 (19.39%) IC was obtained by proxy. No study protocol was accepted that waived IC in case IC would have been required in times outside of pandemics. It is possible to obtain IC even in times of severe health crises. In the future, it is necessary to address in greater detail and with legal certainty which alternative methods of obtaining IC are possible and under which circumstances IC can be waived.

Publisher

MDPI AG

Subject

Health Information Management,Health Informatics,Health Policy,Leadership and Management

Reference40 articles.

1. (2023, April 14). Medical Research during the COVID-19 Pandemic, Available online: https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7441262/.

2. (2023, April 13). Regulation (EU) No 536/2014 of the European Parliament and of the Council of 16 April 2014 on Clinical Trials on Medicinal Products for Human Use, and Repealing Directive 2001/20/EC. Available online: https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0536.

3. (2023, April 08). WMA Declaration of Helsinki—Ethical Principles for Medical Research Involving Human Subjects. Available online: https://www.wma.net/policies-post/wma-declaration-of-helsinki-ethical-principles-for-medical-research-involving-human-subjects/.

4. (2023, April 15). Medicinal Products Act (Arzneimittelgesetz—AMG). Available online: https://www.gesetze-im-internet.de/englisch_amg/index.html.

5. Research on COVID-19 in South Africa: Guiding principles for informed consent;Burgess;S. Afr. Med. J.,2020

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