Numerical Analysis of Ground Surcharge Effects on Deformation Characteristics in Shield Tunnel Linings

Abstract

To investigate the deformation characteristics of shield tunnel linings under ground surcharge, finite element software was employed to create a detailed three-dimensional model of the staggered assembly of the shield tunnel lining. This model includes components such as precast concrete segments, reinforcements, and joints (comprising bent bolts, washers, and bolt sleeves). Additionally, the model accounts for interface frictions between segments and the interactions between different rings. The reliability of the numerical model was verified based on the results of a full-scale model test. Additionally, the model accounts for interface frictions between segments and the interactions between different rings. Changes in tunnel convergence, joint tensioning, bolt stresses, reinforcement stresses, and concrete crack development were systematically analyzed. The results indicate the following: (1) the deformation mode of the lining structure under ground surcharge resembles a “transverse ellipse”. Joints located near the haunch opened along the outer arc, while those near the vault and bottom opened along the inner arc. The restraining effect of the bolts on joints opening in the inner arc was greater than that on the outer arc. Notably, when the opening of the inner arc reached 4.9 mm, the bolt stress escalated to the yield strength of 640 Mpa. (2) Under larger loads, the lining structure’s joints are susceptible to greater deformation, resulting in the tensile yielding of local reinforcement within these joints. (3) Cracks predominantly occur near the haunch, vault, and bottom of the lining structure, with the central angle of crack distribution ranging between 70° and 85°.