Leaf-Off and Leaf-On UAV LiDAR Surveys for Single-Tree Inventory in Forest Plantations

Abstract

LiDAR technology has been proven to be an effective remote sensing technique for forest inventory and management. Among existing remote sensing platforms, unmanned aerial vehicles (UAV) are rapidly gaining popularity for their capability to provide high-resolution and accurate point clouds. However, the ability of a UAV LiDAR survey to map under canopy features is determined by the degree of penetration, which in turn depends on the percentage of canopy cover. In this study, a custom-built UAV-based mobile mapping system is used for simultaneously collecting LiDAR and imagery data under different leaf cover scenarios in a forest plantation. Bare earth point cloud, digital terrain model (DTM), normalized height point cloud, and quantitative measures for single-tree inventory are derived from UAV LiDAR data. The impact of different leaf cover scenarios (leaf-off, partial leaf cover, and full leaf cover) on the quality of the products from UAV surveys is investigated. Moreover, a bottom-up individual tree localization and segmentation approach based on 2D peak detection and Voronoi diagram is proposed and compared against an existing density-based clustering algorithm. Experimental results show that point clouds from different leaf cover scenarios are in good agreement within a 1-to-10 cm range. Despite the point density of bare earth point cloud under leaf-on conditions being substantially lower than that under leaf-off conditions, the terrain models derived from the three scenarios are comparable. Once the quality of the DTMs is verified, normalized height point clouds that characterize the vertical forest structure can be generated by removing the terrain effect. Individual tree detection with an overall accuracy of 0.98 and 0.88 is achieved under leaf-off and partial leaf cover conditions, respectively. Both the proposed tree localization approach and the density-based clustering algorithm cannot detect tree trunks under full leaf cover conditions. Overall, the proposed approach outperforms the existing clustering algorithm owing to its low false positive rate, especially under leaf-on conditions. These findings suggest that the high-quality data from UAV LiDAR can effectively map the terrain and derive forest structural measures for single-tree inventories even under a partial leaf cover scenario.