Ethics of Adaptive Designs for Randomized Controlled Trials

Author:

Chongwe Gershom1,Ali Joseph2,Kaye Dan Kabonge3,Michelo Charles4,Kass Nancy E.5

Affiliation:

1. Senior lecturer in the Department of Epidemiology and Biostatistics at the University of Zambia School of Public Health and is also the director of the Tropical Diseases Research Centre

2. Associate professor in the Department of International Health at the Bloomberg School of Public Health and a core faculty member and the associate director for Global Programs at the Berman Institute of Bioethics at Johns Hopkins University

3. Professor of obstetrics and gynecology and a lecturer in bioethics at Makerere University College of Health Sciences

4. Professor of epidemiology and the founding dean for the School of Public Health at the University of Zambia, and he has transitioned to set up Nkwazi Research University, where he is the director for both the Global Health Institute and the Research Support Institute

5. Phoebe R. Berman Professor of Bioethics and Public Health at Johns Hopkins University, where she is also both the deputy director for public health in the Berman Institute of Bioethics and a professor of health policy and management in the Johns Hopkins Bloomberg School of Public Health

Abstract

ABSTRACTOver recent decades, adaptive trial designs have been used more and more often for clinical trials, including randomized controlled trials (RCTs). This rise in the use of adaptive RCTs has been accompanied by debates about whether such trials offer ethical and methodological advantages over traditional, fixed RCTs. This study examined how experts on clinical trial methods and ethics believe that adaptive RCTs, compared to fixed ones, affect the ethical character of clinical research. We conducted in‐depth interviews with 17 researchers from bioethics, epidemiology, biostatistics, and/or medical backgrounds. While about half believed that adaptive trials are more complex and may thus threaten autonomy, these respondents also expressed that this challenge is not insurmountable. Most respondents expressed that efficiency and potential for participant benefit were the main justifications for adaptive trials. There was tension about whether adaptive randomization in response to increasing information disrupts clinical equipoise, with some respondents insisting that uncertainty still exists and therefore clinical equipoise is not disrupted. These findings suggest that further discussion is needed to increase the awareness and utility of these study designs.

Publisher

Wiley

Subject

Health (social science)

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