Validity of different algorithmic methods to identify hospital readmissions from routinely coded medical data

Author:

Havranek Michael M.1,Dahlem Yuliya2,Bilger Selina3,Rüter Florian3,Ehbrecht Daniela4,Oliveira Leonel3,Moos Rudolf M.5,Westerhoff Christian6,Gemperli Armin7,Beck Thomas8

Affiliation:

1. Competence Center for Health Data Science, Faculty of Health Sciences and Medicine University of Lucerne Lucerne Switzerland

2. University Hospital Zurich Zurich Switzerland

3. University Hospital Basel Basel Switzerland

4. Zug Cantonal Hospital Zug Switzerland

5. Cantonal Hospital Winterthur Winterthur Switzerland

6. Hirslanden Private Hospital Group Zurich Switzerland

7. Faculty of Health Sciences and Medicine, University of Lucerne Lucerne Switzerland

8. University Hospital Berne (Inselspital) Berne Switzerland

Abstract

AbstractBackgroundHospital readmission rates are used for quality and pay‐for‐performance initiatives. To identify readmissions from administrative data, two commonly employed methods are focusing either on unplanned readmissions (used by the Centers for Medicare & Medicaid Services, CMS) or potentially avoidable readmissions (used by commercial vendors such as SQLape or 3 M). However, it is not known which of these methods has higher criterion validity and can more accurately identify actually avoidable readmissions.ObjectivesA manual record review based on data from seven hospitals was used to compare the validity of the methods by CMS and SQLape.MethodsSeven independent reviewers reviewed 738 single inpatient stays. The sensitivity, specificity, positive predictive value (PPV), and F1 score were examined to characterize the ability of an original CMS method, an adapted version of the CMS method, and the SQLape method to identify unplanned, potentially avoidable, and actually avoidable readmissions.ResultsBoth versions of the CMS method had greater sensitivity (92/86% vs. 62%) and a higher PPV (84/91% vs. 71%) than the SQLape method, in terms of identifying their outcomes of interest (unplanned vs. potentially avoidable readmissions, respectively). To distinguish actually avoidable readmissions, the two versions of the CMS method again displayed higher sensitivity (90/85% vs. 66%), although the PPV did not differ significantly between the different methods.ConclusionsThus, the CMS method has both higher criterion validity and greater sensitivity for identifying actually avoidable readmissions, compared with the SQLape method. Consequently, the CMS method should primarily be used for quality initiatives.

Publisher

Wiley

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