Gearbox Fault Identification and Classification with Convolutional Neural Networks

Author:

Chen ZhiQiang1,Li Chuan12,Sanchez René-Vinicio3

Affiliation:

1. Chongqing Engineering Laboratory for Detection, Control and Integrated System, School of Computer Science and Information Engineering, Chongqing Technology and Business University, Chongqing 400067, China

2. Research Center of System Healthy Maintenance, Chongqing Technology and Business University, Chongqing 400067, China

3. Department of Mechanical Engineering, Universidad Politécnica Salesiana, Cuenca, Ecuador

Abstract

Vibration signals of gearbox are sensitive to the existence of the fault. Based on vibration signals, this paper presents an implementation of deep learning algorithm convolutional neural network (CNN) used for fault identification and classification in gearboxes. Different combinations of condition patterns based on some basic fault conditions are considered. 20 test cases with different combinations of condition patterns are used, where each test case includes 12 combinations of different basic condition patterns. Vibration signals are preprocessed using statistical measures from the time domain signal such as standard deviation, skewness, and kurtosis. In the frequency domain, the spectrum obtained with FFT is divided into multiple bands, and the root mean square (RMS) value is calculated for each one so the energy maintains its shape at the spectrum peaks. The achieved accuracy indicates that the proposed approach is highly reliable and applicable in fault diagnosis of industrial reciprocating machinery. Comparing with peer algorithms, the present method exhibits the best performance in the gearbox fault diagnosis.

Funder

National Natural Science Foundation of China

Publisher

Hindawi Limited

Subject

Mechanical Engineering,Mechanics of Materials,Geotechnical Engineering and Engineering Geology,Condensed Matter Physics,Civil and Structural Engineering

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