Understanding Relevance Judgments in Legal Case Retrieval

Author:

Shao Yunqiu1ORCID,Wu Yueyue1ORCID,Liu Yiqun1ORCID,Mao Jiaxin2ORCID,Ma Shaoping1ORCID

Affiliation:

1. Department of Computer Science and Technology, Institute for Internet Judiciary, Tsinghua University, Zhongguancun Laboratory, Quan Cheng Laboratory, Beijing, China

2. Gaoling School of Artificial Intelligence, Renmin University of China, Beijing, China

Abstract

Legal case retrieval, which aims to retrieve relevant cases given a query case, has drawn increasing research attention in recent years. While much research has worked on developing automatic retrieval models, how to characterize relevance in this specialized information retrieval (IR) task is still an open question. Towards an in-depth understanding of relevance judgments, we conduct a laboratory user study that involves 72 participants of different domain expertise. In the user study, we collect the relevance score along with detailed explanations for the relevance judgment and various measures of the judgment process. From the collected data, we observe that both the subjective (e.g., domain expertise) and objective (e.g., query/case property) factors influence the relevance judgment process. By investigating the collected user explanations, we identify task-specific patterns of user attention distribution and re-think the criteria for relevance judgments. Moreover, we investigate the similarity in attention distribution between models and users. Further, we propose a two-stage framework that utilizes user attention to improve relevance estimation for legal case retrieval. Our study sheds light on understanding relevance judgments in legal case retrieval and provides implications for improving the design of corresponding retrieval systems.

Funder

Natural Science Foundation of China

Tsinghua University Guoqiang Research Institute

Publisher

Association for Computing Machinery (ACM)

Subject

Computer Science Applications,General Business, Management and Accounting,Information Systems

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