Retail ETF investing

Author:

Gempesaw David1,Henry Joseph J.2ORCID,Xiao Han3

Affiliation:

1. Farmer School of Business Miami University Oxford Ohio USA

2. D'Amore‐McKim School of Business Northeastern University Boston Massachusetts USA

3. School of Management and Economics Chinese University of Hong Kong Shenzhen Guangdong China

Abstract

AbstractUsing marketable order flow data, we analyze key characteristics of aggregate retail exchange‐traded fund (ETF) investing from 2010 to 2021, including allocations, holding period and investment performance. Retail traders allocate 12% more dollar volume to leveraged and inverse ETFs versus nonretail traders. Retail ETF trades distinctly increase with prior ETF returns, in contrast to contrarian stock trading. Estimated ETF holding periods are longer for retail investors versus nonretail. Finally, retail and nonretail ETF trades perform similarly over hypothetical holding periods up to one quarter. Overall, we provide policy‐relevant insights into retail investing behaviours, which have been the subject of recent concern.

Publisher

Wiley

Subject

General Economics, Econometrics and Finance,Accounting

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