Divided Government, Strategic Substitution, and Presidential Unilateralism

Author:

Kaufman Aaron R.1,Rogowski Jon C.2

Affiliation:

1. New York University Abu Dhabi

2. University of Chicago

Abstract

AbstractPresidents select from a range of instruments when creating new policies through executive action. We study strategic substitution in this context and argue that presidents use less visible means of unilateral instruments when Congress is likely to scrutinize presidential action. Using data on unilateral orders issued between 1946 and 2020, we report two main findings. First, analyzing presidents’ choice of instruments, we show that presidents are more likely to substitute memoranda and other less visible instruments for executive orders and proclamations during periods of divided government. Second, after accounting for the substitution of executive orders with other instruments, we find that presidents issue greater numbers of directives during divided government than during unified government. These findings provide new evidence about the limitations of the separation of powers as a constraint on presidential unilateralism and highlight the importance of accounting for the variety of instruments through which presidents create unilateral policies.

Funder

National Science Foundation

Publisher

Wiley

Subject

Political Science and International Relations,Sociology and Political Science

Reference63 articles.

1. Congress and Administrative Policymaking: Identifying Congressional Veto Power;Acs Alex.;American Journal of Political Science,2019

2. In Lieu of Legislation: Executive Unilateral Preemption or Support during the Legislative Process;Belco Michelle;Political Research Quarterly,2014

3. Legislative Capacity and Executive Unilateralism;Bolton Alexander;American Journal of Political Science,2016

4. Policymaking by the Executive: Examining the Fate of Presidential Agenda Items;Byers Jason S.;Congress & the Presidency,2020

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