An effective technique for automatic portfolio stock selection, diversification, and optimization

Author:

Monamo Mmabusulane P1ORCID,Twala Bhekisipho2ORCID,Pretorius Jan Harm Chrisiaan1ORCID

Affiliation:

1. University of Johannesburg

2. Tshwane University of Technolgy

Abstract

Abstract

In this paper, a novel stock-to-sector-to-benchmark ratio or anomaly that assists investors in automating stock selection, diversification, and optimization for portfolio management is introduced. The approach uses three market capitalization values, one for the individual stock, one for the sector, and one for the benchmark capitalization, to calculate the ratio. The results of this paper prove the efficacy of the proposed methodology. Out of the eleven constructed for the period under study, all the portfolios constructed beat the benchmark in terms of the highest weighted returns, lowest risk, and highest Sharpe ratio during the sample period (1979 to 2019). Fama‒French three-factor and five-factor models are used to assess whether the factor loadings influence performance. Although the Fama-French three-factor models showed a statistically significant alpha, the asset pricing model had an average adjusted R2 of 13%, while the adjusted R2 of the Fama-French five-factor model had an average of 60% (excluding a single stock-based portfolio). These portfolios exhibit a statistically significant negative SMB, which implies that the performance of the portfolios is affected by large capitalization stocks, which is in direct contrast to the popular belief that outperformance is influenced mainly by small-cap stocks.

Publisher

Springer Science and Business Media LLC

Reference47 articles.

1. Alexeev V, Tapon F (2012) Equity portfolio diversification: how many stocks are enough? evidence from five developed markets. Evidence from Five Developed Markets (November 28, 2012). FIRN Research Paper

2. Mutual fund’s R2 as a predictor of performance;Amihud Y;Rev Financial Stud,2013

3. Antony A (2020) Behavioral finance and portfolio management: Review of theory and literature. Journal of Public Affairs, 20, e1996. https://doi.org/10.1002/pa.1996

4. Bacon CR (2021) Practical risk-adjusted performance measurement. Wiley

5. Information asymmetry in management research: Past accomplishments and future opportunities;Bergh DD;J Manag,2019

同舟云学术

1.学者识别学者识别

2.学术分析学术分析

3.人才评估人才评估

"同舟云学术"是以全球学者为主线,采集、加工和组织学术论文而形成的新型学术文献查询和分析系统,可以对全球学者进行文献检索和人才价值评估。用户可以通过关注某些学科领域的顶尖人物而持续追踪该领域的学科进展和研究前沿。经过近期的数据扩容,当前同舟云学术共收录了国内外主流学术期刊6万余种,收集的期刊论文及会议论文总量共计约1.5亿篇,并以每天添加12000余篇中外论文的速度递增。我们也可以为用户提供个性化、定制化的学者数据。欢迎来电咨询!咨询电话:010-8811{复制后删除}0370

www.globalauthorid.com

TOP

Copyright © 2019-2024 北京同舟云网络信息技术有限公司
京公网安备11010802033243号  京ICP备18003416号-3