1. the SEC proposed Rule 6c-11 under the Investment Company Act, which would codify many of the exemptions typically granted to index-based ETFs and certain exemptions that have been granted to actively managed ETFs that disclose, on a daily basis, the identities and weightings of the securities held by the ETF on its website. If adopted, the rule would permit ETFs that meet the rule's conditions to begin operating without the expense and delay of obtaining an exemptive order from the SEC. See Exchange-Traded Funds, Proposed Rule, SEC Release Nos;establishes conditions or requirements with which the ETF must comply in exchange for the relief granted,2008
2. The Inadvertent Investment Company: Section 3(a)(3) of the Investment Company Act
3. The Inadvertent Investment Company: Section 3(a)(3) of the Investment Company Act
4. Capital Investment Act