Scheme Liability, Federal Securities Fraud, and John Wayne's i-Pod
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Published:2007
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ISSN:1556-5068
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Container-title:SSRN Electronic Journal
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language:en
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Short-container-title:SSRN Journal
Author:
Prentice Robert A.
Reference166 articles.
1. Securities. Private Actions. Issuer Violation of Stock Exchange Requirement Held "Colorable" Federal Claim; Issuers Have State Law Duty to Give "Reasonable Notice" of Call to Holders of Convertible Debentures. Van Gemert v. Boeing Co., 520 F. 2d 1373 (2d Cir.), Cert. Denied, 96 S. Ct. 364 (1975)
2. Securities Law. Securities Exchange Act. SEC Rule 10b-5 Imposes No Duty on Director Not Participating in Transaction to Ensure Conveyance of All Adverse, Material Information to Purchasers of Corporation's Stock. Lanza v. Drexel & Co., 479 F. 2d 1277 (2d Cir. 1973) (En Banc)
3. Couse, Philip Edward, (born 24 March 1936), Partner, Coopers & Lybrand, 1966–91