Alpha Duties: The Search For Excess Returns and Appropriate Fiduciary Duties

Author:

Ayres Ian,Fox Edward G.

Publisher

Elsevier BV

Reference31 articles.

1. at 30, 33. 129. A passive strategy, of course, is not always prudent regardless of the circumstances. As under current law, it would still be imprudent for a trustee to invest 100% of trust assets in a lowcost S&P 500 ETF when the beneficiary is highly risk averse;N Y;Hindsight Bias and the Curse of Knowledge: Forewarned Is Forearmed, ABA TR. & INV,1963

2. This opinion remains highly influential in defining the scope of advisers' duties. See, e.g., Arthur B. Laby, Fiduciary Obligations of Broker-Dealers and Investment Advisers, 55 VILL;Id;L. REV,2010

3. concluding that the Supreme Court's decision in Capital Gains "deemed [investment advisers] fiduciaries vis-�-vis their clients, owing them duties of loyalty and care"). These duties are enforceable by private parties or the SEC through the Investment Adviser Act's anti-fraud provision in � 206(2). Investment Advisers Act of;See Donald;Brokers as Fiduciaries,1940

4. ) (providing that an investment adviser "must make suitable recommendations to its clients in light of their needs, financial circumstances;Mlc See;SEC No-Action Letter,1997

同舟云学术

1.学者识别学者识别

2.学术分析学术分析

3.人才评估人才评估

"同舟云学术"是以全球学者为主线,采集、加工和组织学术论文而形成的新型学术文献查询和分析系统,可以对全球学者进行文献检索和人才价值评估。用户可以通过关注某些学科领域的顶尖人物而持续追踪该领域的学科进展和研究前沿。经过近期的数据扩容,当前同舟云学术共收录了国内外主流学术期刊6万余种,收集的期刊论文及会议论文总量共计约1.5亿篇,并以每天添加12000余篇中外论文的速度递增。我们也可以为用户提供个性化、定制化的学者数据。欢迎来电咨询!咨询电话:010-8811{复制后删除}0370

www.globalauthorid.com

TOP

Copyright © 2019-2024 北京同舟云网络信息技术有限公司
京公网安备11010802033243号  京ICP备18003416号-3