Investigating aggravating & mitigating factors considered by IIROC in penalty imposition
Author:
Affiliation:
1. Faculty of Business, Royal Roads University, Victoria, Canada
2. Global Management, Royal Roads University, Victoria, Canada
Funder
Social Sciences and Humanities Research Council of Canada
Publisher
Informa UK Limited
Subject
Public Administration
Link
https://www.tandfonline.com/doi/pdf/10.1080/12294659.2021.1966202
Reference44 articles.
1. Boyd, N. (2005). Eron mortgage study. Simon Fraser University. https://www.investright.org/2016/09/Eron_Research_Study_with_content_page_links.pdf
2. Enforced Self-Regulation: A New Strategy for Corporate Crime Control
3. Flipping markets to virtue with qui tam and restorative justice
4. "Fortunate enough to obtain and keep the title of profession": Self-regulating organizations and the enforcement of professional monopolies
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