Strategic Regulation and Asic Enforcement Patterns: Results of an Empirical Study

Author:

Bird Helen1,Chow Davin2,Lenne Jarrod3,Ramsay Ian4

Affiliation:

1. Lecturer in Law, Faculty of Law, The University of Melbourne; Member, Centre for Corporate Law and Securities Regulation, Faculty of Law, The University of Melbourne.

2. Research Associate, Centre for Corporate Law and Securities Regulation, Faculty of Law, The University of Melbourne.

3. Research Associate, Centre for Corporate Law and Securities Regulation, Faculty of Law, The University of Melbourne

4. Harold Ford Professor of Commercial Law, Faculty of Law, The University of Melbourne; Director of the Centre for Corporate Law and Securities Regulation, Faculty of Law, The University of Melbourne.

Publisher

Informa UK Limited

Subject

Law

Reference181 articles.

1. As the sample period for this report covers the period from 1997 to 1999, further references will be to the Corporations Law as it was the applicable law during this period. ASIC also has responsibility for the Australian Securities and Investments Commission Act 2001 (Cth) (the ASIC Act), various acts regulating insurance, superannuation and state law relating to the affairs of a body corporate or managed investment.

2. ASIC,Annual Report 2003–4(Sydney, ASIC, 2004), 60.

3. K Hawkins,Environment and Enforcement: Regulation and the Social Definition of Pollution(Oxford, Clarendon Press, 1984), 15–16; BM Hutter,Compliance: Regulation and Enforcement(Oxford, Clarendon Press, 1997), 4–6.

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