Public Enforcement Initiated by the CSRC and Its Regional Offices

Author:

Xu Wenming

Publisher

Springer Singapore

Reference30 articles.

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3. Liu, Y. (2018). The investigation, sanction and review proceedings of securities regulators against misconducts. In B. Peng (Ed.), Disciplining capital market (pp. 3–32). Law Press China.

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5. Jackson, H. E., & Roe, M. J. (2009). Public and private enforcement of securities laws: Resource-based evidence. Journal of Financial Economics, 93, 207–238.

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