Financial Crime in OTC Markets

Author:

Stenfors Alexis,Muchimba Lilian

Publisher

Springer International Publishing

Reference40 articles.

1. ACI (2009) The model code: The International Code of Conduct and Practice for the Financial Markets, Version April 2009

2. Bank of England (2022) Our history. Available from https://www.bankofengland.co.uk/about/history. Accessed 12 Sept 2022

3. CFTC (2017a) CFTC orders Citigroup Global Markets Inc. to pay $25 million for spoofing in U.S. Treasury futures markets and for related supervision failures. Press release, 19 January. Available from https://www.cftc.gov/PressRoom/PressReleases/7516-17. Accessed 23 Aug 2022

4. CFTC (2017b) CFTC finds that the Bank of Tokyo-Mitsubishi UFJ, Ltd. engaged in spoofing of treasury futures and Eurodollar futures. Press release, 7 August. Available from https://www.cftc.gov/PressRoom/PressReleases/7598-17. Accessed 23 Aug 2022

5. CFTC (2018) CFTC files eight anti-spoofing enforcement actions against three banks (Deutsche Bank, HSBC & UBS) & six individuals. Press release, 29 January. Available from http://www.cftc.gov/PressRoom/PressReleases/pr7681-18. Accessed 18 Apr 2022

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