“Fundamental Causes” of Social Inequalities in Mortality: A Test of the Theory

Author:

Phelan Jo C.1,Link Bruce G.23,Diez-Roux Ana4,Kawachi Ichiro5,Levin Bruce

Affiliation:

1. Jo C. Phelan is Associate Professor of Sociomedical Sciences at the Mailman School of Public Health of Columbia University. Her broad research focus is on social inequalities and especially social psychological factors that affect inequalities. Her current research interests include public attitudes and beliefs about mental illness, in particular stigma and the potential impact of the genetics revolution on stigma.

2. Bruce Levin is Professor and Chair of the Department of Biostatistics at the Mailman School of Public Health of Columbia University. Dr. Levin has a long-standing interest in application of statistics in the law and the use of innovative statistical methods for clinical trials. He teaches courses in the analysis of categorical data, discrete statistical analysis, and sequential experimentation. He is the co-author, with the lawyer Michael O. Finkelstein, of the textbook, Statistics for Lawyers (New York:...

3. Bruce G. Link is Professor of Epidemiology and Sociomedical Sciences at the Mailman School of Public Health of Columbia University and a Research Scientist at the New York State Psychiatric Institute. His interests include the nature and consequences of stigma for people with mental illnesses, the connection between mental illnesses and violent behaviors, and explanations for associations between social conditions and morbidity and mortality.

4. Ana Diez-Roux is an epidemiologist whose work has focused on the examination of the social determinants of health. Originally trained as a pediatrician in Buenos Aires, Argentina, she studied Health Policy at Johns Hopkins School of Hygiene and Public Health. She is currently Associate Professor of Epidemiology at the University of Michigan. Dr. Diez-Roux's empirical work has focused on the social determinants of cardiovascular risk with special emphasis on the examination of neighborhood effects. She...

5. Ichiro Kawachi is Professor of Social Epidemiology and the Director of the Harvard Center for Society and Health, both at the Harvard School of Public Health. Kawachi's research is focused on uncovering the social and economic determinants of population health. He was the co-editor (with Lisa Berkman) of the first textbook on Social Epidemiology, published by Oxford University Press in 2000. His most recent books include The Health of Nations, with Bruce Kennedy (The New Press, 2002) and Neighborhoods...

Abstract

Medicine and epidemiology currently dominate the study of the strong association between socioeconomic status and mortality. Socioeconomic status typically is viewed as a causally irrelevant “confounding variable” or as a less critical variable marking only the beginning of a causal chain in which intervening risk factors are given prominence. Yet the association between socioeconomic status and mortality has persisted despite radical changes in the diseases and risk factors that are presumed to explain it. This suggests that the effect of socioeconomic status on mortality essentially cannot be understood by reductive explanations that focus on current mechanisms. Accordingly, Link and Phelan (1995) proposed that socioeconomic status is a “fundamental cause” of mortality disparities—that socioeconomic disparities endure despite changing mechanisms because socioeconomic status embodies an array of resources, such as money, knowledge, prestige, power, and beneficial social connections, that protect health no matter what mechanisms are relevant at any given time. We identified a situation in which resources should be less helpful in prolonging life, and derived the following prediction from the theory: For less preventable causes of death (for which we know little about prevention or treatment), socioeconomic status will be less strongly associated with mortality than for more preventable causes. We tested this hypothesis with the National Longitudinal Mortality Study, which followed Current Population Survey respondents (N = 370,930) for mortality for nine years. Our hypothesis was supported, lending support to the theory of fundamental causes and more generally to the importance of a sociological approach to the study of socio-economic disparities in mortality.

Publisher

SAGE Publications

Subject

Public Health, Environmental and Occupational Health,Social Psychology

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